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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
326
Huntington Ingalls Industries
HII
$13B
$1K ﹤0.01%
2
– –
IBM icon
327
CALL
IBM
IBM
$223B
$1K ﹤0.01%
1,046
– –
JPM icon
328
CALL
JPMorgan Chase
JPM
$956B
$1K ﹤0.01%
700
– –
K
329
DELISTED
Kellanova
K
$1K ﹤0.01%
20
+4
+25% +$239
KO icon
330
CALL
Coca-Cola
KO
$374B
$1K ﹤0.01%
+2,500
New +$98.8K
KO icon
331
PUT
Coca-Cola
KO
$374B
$1K ﹤0.01%
+4,000
New +$158K
LQD icon
332
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$1K ﹤0.01%
4,600
+3,600
+360% +$407K
MTW icon
333
Manitowoc
MTW
$678M
$1K ﹤0.01%
50
– –
MUSA icon
334
Murphy USA
MUSA
$10.2B
$1K ﹤0.01%
+7
New +$280
NBR icon
335
Nabors Industries
NBR
$1.33B
$1K ﹤0.01%
1
– –
PARA
336
DELISTED
Paramount Global Class B
PARA
$1K ﹤0.01%
11
– –
PEP icon
337
CALL
PepsiCo
PEP
$188B
$1K ﹤0.01%
900
– –
PSX icon
338
Phillips 66
PSX
$86B
$1K ﹤0.01%
11
– –
SPY icon
339
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1K ﹤0.01%
1,000
-26,500
-96% -$4.44M
STLD icon
340
Steel Dynamics
STLD
$38.5B
$1K ﹤0.01%
73
– –
VOD icon
341
Vodafone
VOD
$36.4B
$1K ﹤0.01%
13
– –
VZ icon
342
Verizon
VZ
$195B
$1K ﹤0.01%
30
-110
-79% -$5.37K
WBA
343
PUT
DELISTED
Walgreens Boots Alliance
WBA
$1K ﹤0.01%
+2,600
New +$131K
WMT icon
344
PUT
Walmart Inc
WMT
$897B
$1K ﹤0.01%
+9,000
New +$227K
X
345
DELISTED
US Steel
X
$1K ﹤0.01%
7
– –
XLU icon
346
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1K ﹤0.01%
2,800
-200
-7% -$3.81K
MGI
347
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
4
– –
AIG.WS
348
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
2
– –
WPX
349
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
26
– –
VIAB
350
DELISTED
Viacom Inc. Class B
VIAB
$1K ﹤0.01%
11
-116
-91% -$8.98K
12 13
14
15 16

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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.