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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
301
Northrop Grumman
NOC
$81.8B
$2K ﹤0.01%
16
– –
PEP icon
302
CALL
PepsiCo
PEP
$188B
$2K ﹤0.01%
1,300
+400
+44% +$33.2K
ROST icon
303
CALL
Ross Stores
ROST
$81.5B
$2K ﹤0.01%
+1,400
New +$52.6K
SGRP
304
DELISTED
SPAR Group
SGRP
$2K ﹤0.01%
1,200
– –
WMT icon
305
PUT
Walmart Inc
WMT
$892B
$2K ﹤0.01%
14,100
+5,100
+57% +$132K
UNT
306
DELISTED
UNIT Corporation
UNT
$2K ﹤0.01%
39
– –
NFX
307
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
100
– –
GTAT
308
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$2K ﹤0.01%
200
– –
ESV
309
DELISTED
Ensco Rowan plc
ESV
$2K ﹤0.01%
7
– –
WLL
310
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
AMGN icon
311
CALL
Amgen
AMGN
$224B
$1K ﹤0.01%
800
-900
-53% -$102K
C icon
312
CALL
Citigroup
C
$227B
$1K ﹤0.01%
1,000
– –
CLX icon
313
PUT
Clorox
CLX
$12.9B
$1K ﹤0.01%
+1,000
New +$90.1K
CNX icon
314
CALL
CNX Resources
CNX
$5.34B
$1K ﹤0.01%
+600
New +$18.3K
CSCO icon
315
Cisco
CSCO
$488B
$1K ﹤0.01%
40
– –
DVN icon
316
Devon Energy
DVN
$49.8B
$1K ﹤0.01%
20
– –
EXTR icon
317
Extreme Networks
EXTR
$3.17B
$1K ﹤0.01%
+200
New +$1.24K
HES
318
DELISTED
Hess
HES
$1K ﹤0.01%
16
– –
IBM icon
319
CALL
IBM
IBM
$223B
$1K ﹤0.01%
1,046
– –
K
320
DELISTED
Kellanova
K
$1K ﹤0.01%
26
+6
+30% +$345
KMI icon
321
Kinder Morgan
KMI
$69.7B
$1K ﹤0.01%
14
-200
-93% -$7.01K
KO icon
322
CALL
Coca-Cola
KO
$374B
$1K ﹤0.01%
2,500
– –
KO icon
323
PUT
Coca-Cola
KO
$374B
$1K ﹤0.01%
4,000
– –
MTW icon
324
Manitowoc
MTW
$683M
$1K ﹤0.01%
50
– –
PARA
325
DELISTED
Paramount Global Class B
PARA
$1K ﹤0.01%
11
– –
11 12
13
14 15

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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.