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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
301
ConocoPhillips
COP
$148B
$2K ﹤0.01%
23
– –
EWC icon
302
iShares MSCI Canada ETF
EWC
$6.48B
$2K ﹤0.01%
80
– –
FMX icon
303
Fomento Económico Mexicano
FMX
$40.9B
$2K ﹤0.01%
18
– –
IVE icon
304
iShares S&P 500 Value ETF
IVE
$50B
$2K ﹤0.01%
25
– –
LOW icon
305
Lowe's Companies
LOW
$123B
$2K ﹤0.01%
50
-742
-94% -$33.7K
MUR icon
306
Murphy Oil
MUR
$5.09B
$2K ﹤0.01%
30
-5
-14% -$295
NOC icon
307
Northrop Grumman
NOC
$82.1B
$2K ﹤0.01%
16
– –
SGRP
308
DELISTED
SPAR Group
SGRP
$2K ﹤0.01%
+1,200
New +$2.46K
VIVS
309
VivoSim Labs
VIVS
$1.27M
$2K ﹤0.01%
+2
New +$2.79K
UNT
310
DELISTED
UNIT Corporation
UNT
$2K ﹤0.01%
39
– –
GTAT
311
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$2K ﹤0.01%
200
– –
WLL
312
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
AIG icon
313
American International
AIG
$40.7B
$1K ﹤0.01%
5
– –
BDJ icon
314
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$1K ﹤0.01%
14
– –
BND icon
315
Vanguard Total Bond Market
BND
$161B
$1K ﹤0.01%
6
+5
+500% +$402
BP icon
316
BP
BP
$110B
$1K ﹤0.01%
2
– –
C icon
317
CALL
Citigroup
C
$227B
$1K ﹤0.01%
1,000
– –
CSCO icon
318
Cisco
CSCO
$483B
$1K ﹤0.01%
40
– –
CX icon
319
Cemex
CX
$16.3B
$1K ﹤0.01%
7
– –
DVN icon
320
Devon Energy
DVN
$49.9B
$1K ﹤0.01%
20
– –
EW icon
321
Edwards Lifesciences
EW
$53B
$1K ﹤0.01%
12
– –
EWJ icon
322
CALL
iShares MSCI Japan ETF
EWJ
$22.6B
$1K ﹤0.01%
500
– –
GE icon
323
CALL
GE Aerospace
GE
$380B
$1K ﹤0.01%
355
-313
-47% -$35.9K
GIGM icon
324
GigaMedia
GIGM
$16.4M
$1K ﹤0.01%
40
– –
HES
325
DELISTED
Hess
HES
$1K ﹤0.01%
16
– –
11 12
13
14 15

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BFMH
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.