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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$238M
AUM Growth
-$1.12M
Cap. Flow
+$7.57M
Cap. Flow %
3.18%
Top 10 Hldgs %
48.31%
Holding
456
New
16
Increased
62
Reduced
94
Closed
53

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.15M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.39M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.03M
4
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$1.01M
5
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$842K

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$4.17M
2
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$2.95M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.45M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$1.08M
5
BABS
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
+$589K

Sector Composition

Rank Sector Weight
1 Energy 3.07%
2 Financials 1.77%
3 Healthcare 1.54%
4 Technology 1.32%
5 Industrials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
276
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$15K 0.01%
332
– –
MMP
277
DELISTED
Magellan Midstream Partners, L.P.
MMP
$15K 0.01%
180
– –
CA
278
DELISTED
CA, Inc.
CA
$15K 0.01%
528
– –
BABA icon
279
Alibaba
BABA
$317B
$14K 0.01%
+160
New +$14.4K
DWX icon
280
State Street SPDR S&P International Dividend ETF
DWX
$529M
$14K 0.01%
300
– –
JEF icon
281
Jefferies Financial Group
JEF
$12.8B
$14K 0.01%
670
– –
AGN
282
DELISTED
Allergan Inc
AGN
$14K 0.01%
80
– –
APD icon
283
Air Products & Chemicals
APD
$68.6B
$13K 0.01%
108
– –
CAT icon
284
Caterpillar
CAT
$385B
$13K 0.01%
130
-15
-10% -$1.59K
HEI.A icon
285
HEICO Corp Class A
HEI.A
$37B
$13K 0.01%
762
– –
IVW icon
286
iShares S&P 500 Growth ETF
IVW
$77.4B
$13K 0.01%
480
– –
QCOM icon
287
Qualcomm
QCOM
$170B
$13K 0.01%
175
– –
RWO icon
288
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$13K 0.01%
285
– –
EWJ icon
289
iShares MSCI Japan ETF
EWJ
$22.6B
$12K 0.01%
250
– –
WMB icon
290
Williams Companies
WMB
$87.9B
$12K 0.01%
220
-30
-12% -$1.72K
COO icon
291
Cooper Companies
COO
$14.9B
$11K ﹤0.01%
272
– –
EQIX icon
292
Equinix
EQIX
$103B
$11K ﹤0.01%
50
-50
-50% -$10.7K
FRI icon
293
First Trust S&P REIT Index Fund
FRI
$201M
$11K ﹤0.01%
581
– –
ROC
294
DELISTED
ROCKWOOD HLDGS INC
ROC
$11K ﹤0.01%
+150
New +$12K
DNP icon
295
DNP Select Income Fund
DNP
$4.09B
$10K ﹤0.01%
1,000
– –
LTBR icon
296
Lightbridge
LTBR
$292M
$10K ﹤0.01%
71
– –
PPL
297
PPL Corp
PPL
$26.3B
$10K ﹤0.01%
320
– –
TEX icon
298
Terex
TEX
$7.58B
$10K ﹤0.01%
300
-450
-60% -$16.5K
WFC icon
299
Wells Fargo
WFC
$265B
$10K ﹤0.01%
200
– –
XLV icon
300
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$10K ﹤0.01%
150
– –
10 11
12
13 14

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HAM
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VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
ME
McIlrath & Eck Arlington, Washington $1.35B AUM 15.78% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
MC
Meteora Capital Boca Raton, Florida $1.36B AUM 20.06% 1-Year Est. Return

Tortoise Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tortoise Investment Management held 456 positions worth $238M, down 0.47% from $240M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Tortoise Investment Management deployed $7.57M of net new capital in Q3 2014, opening 16 new positions and adding to 62 existing holdings. Its largest new stake was DoubleLine Income Solutions Fund: 19,685 shares worth $426K.

By sector, the portfolio is most concentrated in Energy at 3.1% of assets, down from 4.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was KINDER MORGAN MANAGEMENT LLC, an estimated $4.17M trimmed.

  • Tortoise Investment Management's largest Q3 2014 buy was DoubleLine Income Solutions Fund: 19,685 shares worth $426K.
  • Tortoise Investment Management added most to iShares Core S&P 500 ETF in Q3 2014, an estimated $3.15M increase.
  • Tortoise Investment Management's biggest Q3 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $4.17M.
  • Tortoise Investment Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q3 2014, selling an estimated $2.95M.
  • Tortoise Investment Management's ten largest holdings make up 48% of its $238M portfolio in Q3 2014.
  • Tortoise Investment Management opened 16 new positions and closed 53 in Q3 2014.
  • Tortoise Investment Management's portfolio value fell 0.47% quarter-over-quarter to $238M.

Based on Tortoise Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.