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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
276
J.M. Smucker
SJM
$12.6B
$5K ﹤0.01%
50
– –
EGPT
277
DELISTED
VanEck Egypt Index ETF
EGPT
$5K ﹤0.01%
+100
New +$4.52K
DAL icon
278
Delta Air Lines
DAL
$58.7B
$4K ﹤0.01%
190
– –
GILD icon
279
CALL
Gilead Sciences
GILD
$165B
$4K ﹤0.01%
1,000
-1,400
-58% -$83.7K
GME icon
280
GameStop
GME
$8.43B
$4K ﹤0.01%
300
– –
MA icon
281
Mastercard
MA
$493B
$4K ﹤0.01%
60
– –
META icon
282
CALL
Meta Platforms (Facebook)
META
$1.52T
$4K ﹤0.01%
+600
New +$22.3K
PRU icon
283
Prudential Financial
PRU
$42.1B
$4K ﹤0.01%
+53
New +$4.16K
LNKD
284
DELISTED
LinkedIn Corporation
LNKD
$4K ﹤0.01%
17
– –
ACN icon
285
Accenture
ACN
$109B
$3K ﹤0.01%
35
– –
APA icon
286
APA Corp
APA
$14.4B
$3K ﹤0.01%
36
– –
CCL icon
287
Carnival Corporation Ltd
CCL
$38B
$3K ﹤0.01%
100
– –
TRV icon
288
Travelers Companies
TRV
$78.3B
$3K ﹤0.01%
35
-150
-81% -$12.4K
VRTX icon
289
Vertex Pharmaceuticals
VRTX
$133B
$3K ﹤0.01%
40
– –
WMT icon
290
CALL
Walmart Inc
WMT
$897B
$3K ﹤0.01%
9,600
+2,400
+33% +$60.5K
WY icon
291
CALL
Weyerhaeuser
WY
$18.2B
$3K ﹤0.01%
4,100
– –
NFX
292
DELISTED
Newfield Exploration
NFX
$3K ﹤0.01%
100
– –
CVG
293
DELISTED
Convergys
CVG
$3K ﹤0.01%
150
– –
TSL
294
DELISTED
Trina Solar Limited
TSL
$3K ﹤0.01%
200
-1,000
-83% -$8.86K
FTR
295
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
51
+24
+89% +$1.56K
AMGN icon
296
CALL
Amgen
AMGN
$226B
$2K ﹤0.01%
1,700
– –
BAC icon
297
CALL
Bank of America
BAC
$447B
$2K ﹤0.01%
+2,400
New +$34.3K
BNY
298
Bank of New York Mellon
BNY
$108B
$2K ﹤0.01%
60
– –
BRK.B icon
299
CALL
Berkshire Hathaway Class B
BRK.B
$1.14T
$2K ﹤0.01%
1,700
– –
CIM
300
Chimera Investment
CIM
$980M
$2K ﹤0.01%
33
– –
10 11
12
13 14

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HAM
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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.