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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
251
CALL
Gilead Sciences
GILD
$165B
$9K ﹤0.01%
1,000
– –
PPL
252
PPL Corp
PPL
$26.3B
$9K ﹤0.01%
320
-376
-54% -$10.6K
WFC icon
253
Wells Fargo
WFC
$265B
$9K ﹤0.01%
200
– –
AGN
254
DELISTED
Allergan Inc
AGN
$9K ﹤0.01%
80
– –
AMZN icon
255
Amazon
AMZN
$2.99T
$8K ﹤0.01%
420
– –
COO icon
256
Cooper Companies
COO
$14.8B
$8K ﹤0.01%
272
– –
EMN icon
257
Eastman Chemical
EMN
$8.38B
$8K ﹤0.01%
98
– –
EPD icon
258
Enterprise Products Partners
EPD
$81.9B
$8K ﹤0.01%
250
– –
FCX icon
259
Freeport-McMoran
FCX
$98.4B
$8K ﹤0.01%
200
– –
MAS icon
260
Masco
MAS
$14.8B
$8K ﹤0.01%
391
– –
XLV icon
261
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$8K ﹤0.01%
150
– –
WFT
262
DELISTED
Weatherford International plc
WFT
$8K ﹤0.01%
500
-2,500
-83% -$39.7K
FBT icon
263
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$7K ﹤0.01%
103
– –
FIW icon
264
First Trust Water ETF
FIW
$1.94B
$7K ﹤0.01%
198
– –
FXO icon
265
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$7K ﹤0.01%
306
– –
FXR icon
266
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$764M
$7K ﹤0.01%
246
– –
IDU icon
267
iShares US Utilities ETF
IDU
$1.35B
$7K ﹤0.01%
154
– –
MET icon
268
MetLife
MET
$61.6B
$7K ﹤0.01%
138
– –
QQXT icon
269
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
$7K ﹤0.01%
190
– –
STT icon
270
State Street
STT
$51.2B
$7K ﹤0.01%
90
– –
FNGN
271
DELISTED
Financial Engines, Inc.
FNGN
$7K ﹤0.01%
+101
New +$6.21K
AGG icon
272
iShares Core US Aggregate Bond ETF
AGG
$137B
$6K ﹤0.01%
55
– –
INTC icon
273
Intel
INTC
$498B
$6K ﹤0.01%
224
– –
LTBR icon
274
Lightbridge
LTBR
$290M
$6K ﹤0.01%
71
– –
PDFS icon
275
PDF Solutions
PDFS
$2.02B
$6K ﹤0.01%
+250
New +$5.75K
9 10
11
12 13

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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.