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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$217M
AUM Growth
+$34.3M
Cap. Flow
+$34.5M
Cap. Flow %
15.93%
Top 10 Hldgs %
45.16%
Holding
393
New
52
Increased
63
Reduced
56
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$3.36M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.18M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.45M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$1.97M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.02M
2
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$792K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$654K
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$570K
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$556K

Sector Composition

Rank Sector Weight
1 Energy 3.97%
2 Financials 1.76%
3 Healthcare 1.36%
4 Technology 1.34%
5 Industrials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
226
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$22K 0.01%
+264
New +$21.2K
XLP icon
227
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$22K 0.01%
510
– –
CMCSA icon
228
Comcast
CMCSA
$89.4B
$20K 0.01%
786
+200
+34% +$5.21K
CNX icon
229
CNX Resources
CNX
$5.32B
$20K 0.01%
600
– –
DRE
230
DELISTED
Duke Realty Corp.
DRE
$20K 0.01%
1,200
– –
IJK icon
231
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$19K 0.01%
496
– –
MO icon
232
Altria Group
MO
$109B
$19K 0.01%
500
– –
NEE icon
233
NextEra Energy
NEE
$177B
$19K 0.01%
800
– –
VOT icon
234
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$19K 0.01%
+206
New +$18.8K
DE icon
235
Deere & Co
DE
$164B
$18K 0.01%
200
– –
EQIX icon
236
Equinix
EQIX
$103B
$18K 0.01%
+100
New +$18.4K
AMP icon
237
Ameriprise Financial
AMP
$49.2B
$17K 0.01%
156
– –
FXH icon
238
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$17K 0.01%
342
– –
GWX icon
239
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$17K 0.01%
500
– –
JEF icon
240
Jefferies Financial Group
JEF
$12.8B
$17K 0.01%
670
– –
DBU
241
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$17K 0.01%
+850
New +$15.6K
GBAB
242
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$16K 0.01%
+750
New +$15.3K
SCHH icon
243
Schwab US REIT ETF
SCHH
$11.2B
$16K 0.01%
+936
New +$15K
CA
244
DELISTED
CA, Inc.
CA
$16K 0.01%
528
– –
AXP icon
245
American Express
AXP
$229B
$15K 0.01%
167
– –
DWX icon
246
State Street SPDR S&P International Dividend ETF
DWX
$529M
$15K 0.01%
300
– –
FXD icon
247
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$15K 0.01%
468
– –
FXG icon
248
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$15K 0.01%
394
– –
HON icon
249
Honeywell
HON
$77B
$15K 0.01%
186
– –
XLE icon
250
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$15K 0.01%
332
– –
8 9
10
11 12

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VHAM
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BFMH
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tortoise Investment Management held 393 positions worth $217M, up 19% from $182M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tortoise Investment Management deployed $34.5M of net new capital in Q1 2014, opening 52 new positions and adding to 63 existing holdings. Its largest new stake was PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF: 6,600 shares worth $541K.

By sector, the portfolio is most concentrated in Energy at 4% of assets, down from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $1.02M trimmed.

  • Tortoise Investment Management's largest Q1 2014 buy was PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF: 6,600 shares worth $541K.
  • Tortoise Investment Management added most to iShares Core S&P 500 ETF in Q1 2014, an estimated $10.6M increase.
  • Tortoise Investment Management's biggest Q1 2014 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $1.02M.
  • Tortoise Investment Management fully exited Canadian Imperial Bank of Commerce in Q1 2014, selling an estimated $56K.
  • Tortoise Investment Management's ten largest holdings make up 45% of its $217M portfolio in Q1 2014.
  • Tortoise Investment Management opened 52 new positions and closed 25 in Q1 2014.
  • Tortoise Investment Management's portfolio value rose 19% quarter-over-quarter to $217M.

Based on Tortoise Investment Management's 13F filing for Q1 2014, filed 2 May 2014.