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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWX icon
226
State Street SPDR S&P International Small Cap ETF
GWX
$916M
$17K 0.01%
500
– –
JEF icon
227
Jefferies Financial Group
JEF
$12.8B
$17K 0.01%
670
– –
NEE icon
228
NextEra Energy
NEE
$175B
$17K 0.01%
800
– –
FXH icon
229
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$16K 0.01%
342
– –
AXP icon
230
American Express
AXP
$228B
$15K 0.01%
167
– –
CMCSA icon
231
Comcast
CMCSA
$88.6B
$15K 0.01%
586
-252
-30% -$6.07K
FXD icon
232
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$15K 0.01%
468
– –
HON icon
233
Honeywell
HON
$77.1B
$15K 0.01%
186
– –
TMO icon
234
Thermo Fisher Scientific
TMO
$220B
$15K 0.01%
139
– –
XLE icon
235
State Street Energy Select Sector SPDR ETF
XLE
$38.9B
$15K 0.01%
332
– –
DWX icon
236
State Street SPDR S&P International Dividend ETF
DWX
$530M
$14K 0.01%
300
– –
FXG icon
237
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$14K 0.01%
394
– –
HEI.A icon
238
HEICO Corp Class A
HEI.A
$37.1B
$13K 0.01%
762
-1
-0.1% -$16
TEX icon
239
Terex
TEX
$7.61B
$13K 0.01%
300
– –
EWJ icon
240
iShares MSCI Japan ETF
EWJ
$22.7B
$12K 0.01%
250
-375
-60% -$17.9K
IVW icon
241
iShares S&P 500 Growth ETF
IVW
$77.7B
$12K 0.01%
480
– –
RWO icon
242
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$12K 0.01%
285
– –
DCT
243
DELISTED
DCT Industrial Trust Inc.
DCT
$12K 0.01%
+287
New +$8.51K
TPR icon
244
Tapestry
TPR
$32.5B
$11K 0.01%
200
– –
GSK icon
245
GSK
GSK
$104B
$10K 0.01%
146
– –
PCY icon
246
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$10K 0.01%
385
– –
CPB icon
247
Campbell Soup
CPB
$6.73B
$9K ﹤0.01%
200
– –
DD icon
248
DuPont de Nemours
DD
$19.3B
$9K ﹤0.01%
83
-33
-28% -$3.38K
DNP icon
249
DNP Select Income Fund
DNP
$4.08B
$9K ﹤0.01%
1,000
– –
FDN icon
250
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.4B
$9K ﹤0.01%
150
– –
8 9
10
11 12

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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.