We are live on ! Find out more
TIM

Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
226
Thermo Fisher Scientific
TMO
$222B
$13K 0.01%
139
– –
RWO icon
227
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$12K 0.01%
285
– –
DD icon
228
DuPont de Nemours
DD
$19.1B
$11K 0.01%
116
– –
IVW icon
229
iShares S&P 500 Growth ETF
IVW
$77.4B
$11K 0.01%
480
– –
PCY icon
230
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$11K 0.01%
385
– –
TPR icon
231
Tapestry
TPR
$33.3B
$11K 0.01%
200
– –
DNP icon
232
DNP Select Income Fund
DNP
$4.09B
$10K 0.01%
1,000
– –
FRI icon
233
First Trust S&P REIT Index Fund
FRI
$201M
$10K 0.01%
581
– –
IEFA icon
234
CALL
iShares Core MSCI EAFE ETF
IEFA
$195B
$10K 0.01%
2,500
– –
MKC icon
235
McCormick & Company Non-Voting
MKC
$14.3B
$10K 0.01%
+300
New +$10.5K
TEX icon
236
Terex
TEX
$7.58B
$10K 0.01%
300
– –
COO icon
237
Cooper Companies
COO
$14.9B
$9K 0.01%
272
– –
GM icon
238
General Motors
GM
$77.2B
$9K 0.01%
246
– –
GSK icon
239
GSK
GSK
$104B
$9K 0.01%
146
– –
HSY icon
240
Hershey
HSY
$36.7B
$9K 0.01%
102
– –
LYB icon
241
LyondellBasell Industries
LYB
$20.2B
$9K 0.01%
125
– –
PPG icon
242
PPG Industries
PPG
$25.7B
$9K 0.01%
110
– –
CPB icon
243
Campbell Soup
CPB
$6.69B
$8K ﹤0.01%
200
– –
EMN icon
244
Eastman Chemical
EMN
$8.39B
$8K ﹤0.01%
98
– –
EPD icon
245
Enterprise Products Partners
EPD
$82.2B
$8K ﹤0.01%
250
– –
FDN icon
246
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$8K ﹤0.01%
150
-126
-46% -$6.33K
KMI icon
247
Kinder Morgan
KMI
$69.9B
$8K ﹤0.01%
214
– –
LTBR icon
248
Lightbridge
LTBR
$292M
$8K ﹤0.01%
71
– –
WFC icon
249
Wells Fargo
WFC
$265B
$8K ﹤0.01%
200
– –
XLV icon
250
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$8K ﹤0.01%
150
– –
8 9
10
11 12

Similar funds

HAM
HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return
VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
ME
McIlrath & Eck Arlington, Washington $1.35B AUM 15.78% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
MC
Meteora Capital Boca Raton, Florida $1.36B AUM 20.06% 1-Year Est. Return

Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.