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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$16.7M
Cap. Flow
+$2.78M
Cap. Flow %
1.48%
Top 10 Hldgs %
42.34%
Holding
77
New
10
Increased
34
Reduced
21
Closed
8

Top Buys

Rank Stock Value
1
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$3.68M
2
XSMO icon
Invesco S&P SmallCap Momentum ETF
XSMO
+$3.56M
3
ARTY
iShares Future AI & Tech ETF
ARTY
+$3.52M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$818K
5
OEF icon
iShares S&P 100 ETF
OEF
+$718K

Top Sells

Rank Stock Value
1
PSCT icon
Invesco S&P SmallCap Information Technology ETF
PSCT
+$3.52M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.31M
4
LLY icon
Eli Lilly
LLY
+$921K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$392K

Sector Composition

Rank Sector Weight
1 Healthcare 0.51%
2 Technology 0.47%
3 Energy 0.32%
4 Consumer Discretionary 0.21%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
76
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-6,653
Closed -$308K
SPDW icon
77
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.5B
– –
-8,605
Closed -$267K
1 2 3
4

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FFL
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ONPI
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SIIL
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AFS
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MAM
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Theory Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Theory Financial held 77 positions worth $187M, up 9.8% from $171M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2023 filing shows 10 new, 34 increased, 21 reduced and 8 closed positions. Its largest new stake was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M. The largest sale was Invesco S&P SmallCap Information Technology ETF, an estimated $3.52M.

By sector, the portfolio is most concentrated in Healthcare at 0.51% of assets, down from 1.1% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q4 2023 buy was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M.
  • Theory Financial added most to State Street SPDR Portfolio S&P 500 ETF in Q4 2023, an estimated $818K increase.
  • Theory Financial's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $392K.
  • Theory Financial fully exited Invesco S&P SmallCap Information Technology ETF in Q4 2023, selling an estimated $3.52M.
  • Theory Financial's ten largest holdings make up 42% of its $187M portfolio in Q4 2023.
  • Theory Financial opened 10 new positions and closed 8 in Q4 2023.
  • Theory Financial's portfolio value rose 9.8% quarter-over-quarter to $187M.

Based on Theory Financial's 13F filing for Q4 2023, filed 7 Feb 2024.