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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
+$15.3M
Cap. Flow
+$44.5M
Cap. Flow %
19.61%
Top 10 Hldgs %
48.82%
Holding
71
New
3
Increased
37
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$30.9M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.32M
3
VFH icon
Vanguard Financials ETF
VFH
+$4.01M
4
FCTE
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
+$3.67M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.28M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$7.96M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.72M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.55M
4
AIRR icon
First Trust RBA American Industrial Renaissance ETF
AIRR
+$1.32M
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$570K

Sector Composition

Rank Sector Weight
1 Technology 0.2%
2 Consumer Discretionary 0.18%
3 Communication Services 0.15%
4 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFRA icon
51
iShares US Infrastructure ETF
IFRA
$4.45B
$394K 0.17%
8,400
+737
+10% +$32.9K
LCTU icon
52
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$388K 0.17%
6,249
-177
-3% -$10.7K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.12T
$334K 0.15%
1,953
-36
-2% -$6.04K
IEFA icon
54
iShares Core MSCI EAFE ETF
IEFA
$186B
$329K 0.14%
4,456
+100
+2% +$7.49K
GIGB icon
55
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$966M
$309K 0.14%
6,742
+1,268
+23% +$58.9K
USXF icon
56
iShares ESG Advanced MSCI USA ETF
USXF
$1.37B
$305K 0.13%
6,204
+660
+12% +$31.1K
SUSC icon
57
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$290K 0.13%
12,572
+2,437
+24% +$56.9K
CVX icon
58
Chevron
CVX
$382B
$279K 0.12%
1,877
– –
DSI icon
59
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$277K 0.12%
2,575
-107
-4% -$11.2K
SUB icon
60
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$277K 0.12%
2,628
-1,843
-41% -$194K
IWS icon
61
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$273K 0.12%
2,093
– –
VOE icon
62
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$233K 0.1%
1,406
– –
AAPL icon
63
Apple
AAPL
$4.97T
$233K 0.1%
1,031
– –
MSFT icon
64
Microsoft
MSFT
$2.9T
$228K 0.1%
562
– –
IVLU icon
65
iShares MSCI Intl Value Factor ETF
IVLU
$4.32B
$228K 0.1%
+8,064
New +$229K
GOVT icon
66
iShares US Treasury Bond ETF
GOVT
$43.7B
$213K 0.09%
+9,332
New +$216K
BIL icon
67
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-40,522
Closed -$3.72M
EWJ icon
68
iShares MSCI Japan ETF
EWJ
$21.2B
– –
-22,667
Closed -$1.55M
HEFA icon
69
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
– –
-16,041
Closed -$570K
QQQ icon
70
Invesco QQQ Trust
QQQ
$436B
– –
-528
Closed -$253K
XLK icon
71
State Street Technology Select Sector SPDR ETF
XLK
$109B
– –
-70,346
Closed -$7.96M
1 2
3

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AFS
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MAM
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Theory Financial's Q3 2024 Portfolio in Review

As of Q3 2024, Theory Financial held 71 positions worth $227M, up 7.2% from $212M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Theory Financial deployed $44.5M of net new capital in Q3 2024, opening 3 new positions and adding to 37 existing holdings. Its largest new stake was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.

By sector, the portfolio is most concentrated in Technology at 0.2% of assets, down from 0.22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was First Trust RBA American Industrial Renaissance ETF, an estimated $1.32M trimmed.

  • Theory Financial's largest Q3 2024 buy was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2024, an estimated $30.9M increase.
  • Theory Financial's biggest Q3 2024 reduction was First Trust RBA American Industrial Renaissance ETF, cutting an estimated $1.32M.
  • Theory Financial fully exited State Street Technology Select Sector SPDR ETF in Q3 2024, selling an estimated $7.96M.
  • Theory Financial's ten largest holdings make up 49% of its $227M portfolio in Q3 2024.
  • Theory Financial opened 3 new positions and closed 5 in Q3 2024.
  • Theory Financial's portfolio value rose 7.2% quarter-over-quarter to $227M.

Based on Theory Financial's 13F filing for Q3 2024, filed 7 Nov 2024.