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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$16.7M
Cap. Flow
+$2.78M
Cap. Flow %
1.48%
Top 10 Hldgs %
42.34%
Holding
77
New
10
Increased
34
Reduced
21
Closed
8

Top Buys

Rank Stock Value
1
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$3.68M
2
XSMO icon
Invesco S&P SmallCap Momentum ETF
XSMO
+$3.56M
3
ARTY
iShares Future AI & Tech ETF
ARTY
+$3.52M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$818K
5
OEF icon
iShares S&P 100 ETF
OEF
+$718K

Top Sells

Rank Stock Value
1
PSCT icon
Invesco S&P SmallCap Information Technology ETF
PSCT
+$3.52M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.31M
4
LLY icon
Eli Lilly
LLY
+$921K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$392K

Sector Composition

Rank Sector Weight
1 Healthcare 0.51%
2 Technology 0.47%
3 Energy 0.32%
4 Consumer Discretionary 0.21%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
51
iShares S&P 500 Growth ETF
IVW
$70.5B
$402K 0.21%
5,347
-1,433
-21% -$102K
AMZN icon
52
Amazon
AMZN
$2.44T
$401K 0.21%
2,642
-20
-0.8% -$2.8K
IEMG icon
53
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$396K 0.21%
7,822
+796
+11% +$38.6K
PEP icon
54
PepsiCo
PEP
$196B
$357K 0.19%
2,100
-596
-22% -$98.8K
ABT icon
55
Abbott
ABT
$187B
$352K 0.19%
3,194
-447
-12% -$44.7K
GWW icon
56
W.W. Grainger
GWW
$64.2B
$331K 0.18%
+400
New +$308K
XOM icon
57
ExxonMobil
XOM
$650B
$321K 0.17%
3,210
– –
EMXC icon
58
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$289K 0.15%
+5,209
New +$268K
AAPL icon
59
Apple
AAPL
$4.97T
$287K 0.15%
1,489
-56
-4% -$10.3K
GOOGL icon
60
Alphabet (Google) Class A
GOOGL
$4.12T
$285K 0.15%
2,043
– –
CVX icon
61
Chevron
CVX
$382B
$284K 0.15%
1,903
– –
SCHI icon
62
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$240K 0.13%
+10,672
New +$229K
IVLU icon
63
iShares MSCI Intl Value Factor ETF
IVLU
$4.32B
$229K 0.12%
+8,654
New +$220K
IEFA icon
64
iShares Core MSCI EAFE ETF
IEFA
$186B
$227K 0.12%
3,231
-1,198
-27% -$79K
VV icon
65
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$225K 0.12%
1,033
-902
-47% -$184K
USMV icon
66
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$225K 0.12%
2,881
-1,101
-28% -$82.2K
NEE icon
67
NextEra Energy
NEE
$185B
$218K 0.12%
3,588
– –
IWS icon
68
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$216K 0.12%
1,858
-539
-22% -$57.4K
VOE icon
69
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$204K 0.11%
+1,406
New +$189K
FNDX icon
70
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
– –
-12,204
Closed -$228K
FNDF icon
71
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
– –
-6,718
Closed -$213K
GDX icon
72
VanEck Gold Miners ETF
GDX
$22.5B
– –
-122,839
Closed -$3.31M
LLY icon
73
Eli Lilly
LLY
$1.08T
– –
-1,715
Closed -$921K
PSCT icon
74
Invesco S&P SmallCap Information Technology ETF
PSCT
$472M
– –
-80,431
Closed -$3.52M
SCHD icon
75
Schwab US Dividend Equity ETF
SCHD
$104B
– –
-148,344
Closed -$3.5M
1 2
3
4

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Theory Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Theory Financial held 77 positions worth $187M, up 9.8% from $171M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2023 filing shows 10 new, 34 increased, 21 reduced and 8 closed positions. Its largest new stake was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M. The largest sale was Invesco S&P SmallCap Information Technology ETF, an estimated $3.52M.

By sector, the portfolio is most concentrated in Healthcare at 0.51% of assets, down from 1.1% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q4 2023 buy was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M.
  • Theory Financial added most to State Street SPDR Portfolio S&P 500 ETF in Q4 2023, an estimated $818K increase.
  • Theory Financial's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $392K.
  • Theory Financial fully exited Invesco S&P SmallCap Information Technology ETF in Q4 2023, selling an estimated $3.52M.
  • Theory Financial's ten largest holdings make up 42% of its $187M portfolio in Q4 2023.
  • Theory Financial opened 10 new positions and closed 8 in Q4 2023.
  • Theory Financial's portfolio value rose 9.8% quarter-over-quarter to $187M.

Based on Theory Financial's 13F filing for Q4 2023, filed 7 Feb 2024.