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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
-3.16%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$171M
AUM Growth
-$3.18M
Cap. Flow
+$2.69M
Cap. Flow %
1.58%
Top 10 Hldgs %
43.25%
Holding
74
New
14
Increased
10
Reduced
40
Closed
7

Top Buys

Rank Stock Value
1
QUS icon
State Street SPDR MSCI USA StrategicFactors ETF
QUS
+$3.61M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.96M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.29M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.03M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$945K

Top Sells

Rank Stock Value
1
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.59M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$701K
3
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$603K
4
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$600K
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$547K

Sector Composition

Rank Sector Weight
1 Healthcare 1.12%
2 Technology 0.49%
3 Energy 0.41%
4 Consumer Staples 0.27%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
51
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$379K 0.22%
1,935
-2,568
-57% -$523K
XOM icon
52
ExxonMobil
XOM
$650B
$377K 0.22%
3,210
-465
-13% -$51K
ABT icon
53
Abbott
ABT
$187B
$353K 0.21%
3,641
– –
AMZN icon
54
Amazon
AMZN
$2.44T
$338K 0.2%
2,662
-78
-3% -$10.5K
IEMG icon
55
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$334K 0.2%
+7,026
New +$348K
CVX icon
56
Chevron
CVX
$382B
$321K 0.19%
+1,903
New +$307K
SHM icon
57
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$308K 0.18%
+6,653
New +$312K
USMV icon
58
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$288K 0.17%
+3,982
New +$297K
IEFA icon
59
iShares Core MSCI EAFE ETF
IEFA
$186B
$285K 0.17%
4,429
-478
-10% -$32K
GOOGL icon
60
Alphabet (Google) Class A
GOOGL
$4.12T
$267K 0.16%
2,043
-155
-7% -$20.1K
SPDW icon
61
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$267K 0.16%
8,605
-21,712
-72% -$701K
AAPL icon
62
Apple
AAPL
$4.97T
$265K 0.16%
1,545
-241
-13% -$44.2K
IYW icon
63
iShares US Technology ETF
IYW
$22.6B
$251K 0.15%
+2,397
New +$261K
IWS icon
64
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$250K 0.15%
2,397
-199
-8% -$21.9K
FNDX icon
65
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$228K 0.13%
12,204
-31,173
-72% -$603K
FNDF icon
66
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$213K 0.12%
6,718
-16,878
-72% -$547K
NEE icon
67
NextEra Energy
NEE
$185B
$206K 0.12%
3,588
– –
EFA icon
68
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-3,201
Closed -$232K
FLOT icon
69
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-6,040
Closed -$307K
INFL icon
70
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
– –
-117,283
Closed -$3.59M
PFE icon
71
Pfizer
PFE
$143B
– –
-5,721
Closed -$210K
SCHH icon
72
Schwab US REIT ETF
SCHH
$11.7B
– –
-12,669
Closed -$247K
VB icon
73
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
– –
-1,301
Closed -$259K
PDCE
74
DELISTED
PDC Energy, Inc.
PDCE
– –
-6,000
Closed -$427K
1 2
3

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Theory Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Theory Financial held 74 positions worth $171M, down 1.8% from $174M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Theory Financial's Q3 2023 filing shows 14 new, 10 increased, 40 reduced and 7 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M. The largest sale was Horizon Kinetics Inflation Beneficiaries ETF, an estimated $3.59M.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.2% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q3 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2023, an estimated $1.03M increase.
  • Theory Financial's biggest Q3 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $701K.
  • Theory Financial fully exited Horizon Kinetics Inflation Beneficiaries ETF in Q3 2023, selling an estimated $3.59M.
  • Theory Financial's ten largest holdings make up 43% of its $171M portfolio in Q3 2023.
  • Theory Financial opened 14 new positions and closed 7 in Q3 2023.
  • Theory Financial's portfolio value fell 1.8% quarter-over-quarter to $171M.

Based on Theory Financial's 13F filing for Q3 2023, filed 15 Nov 2023.