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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
+$15.3M
Cap. Flow
+$44.5M
Cap. Flow %
19.61%
Top 10 Hldgs %
48.82%
Holding
71
New
3
Increased
37
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$30.9M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.32M
3
VFH icon
Vanguard Financials ETF
VFH
+$4.01M
4
FCTE
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
+$3.67M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.28M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$7.96M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.72M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.55M
4
AIRR icon
First Trust RBA American Industrial Renaissance ETF
AIRR
+$1.32M
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$570K

Sector Composition

Rank Sector Weight
1 Technology 0.2%
2 Consumer Discretionary 0.18%
3 Communication Services 0.15%
4 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSMO icon
26
Invesco S&P SmallCap Momentum ETF
XSMO
$3.01B
$3.27M 1.44%
50,063
-3,763
-7% -$240K
EZM icon
27
WisdomTree US MidCap Fund
EZM
$948M
$3.27M 1.44%
53,102
-1,215
-2% -$72.9K
RZV icon
28
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$296M
$3.2M 1.41%
30,237
-766
-2% -$80.8K
MUB icon
29
iShares National Muni Bond ETF
MUB
$45.3B
$3.19M 1.41%
29,844
+194
+0.7% +$20.9K
EPI icon
30
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$3.19M 1.41%
67,445
-4,174
-6% -$206K
EFV icon
31
iShares MSCI EAFE Value ETF
EFV
$28.4B
$3M 1.32%
54,663
+32,857
+151% +$1.81M
EFG icon
32
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$2.87M 1.26%
28,420
+188
+0.7% +$19.5K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$2.21M 0.98%
15,065
-3,143
-17% -$476K
IVE icon
34
iShares S&P 500 Value ETF
IVE
$49.6B
$2.04M 0.9%
10,466
+1,034
+11% +$196K
EMXC icon
35
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
$1.93M 0.85%
32,844
+10,954
+50% +$658K
IVV icon
36
iShares Core S&P 500 ETF
IVV
$871B
$1.92M 0.85%
3,365
+320
+11% +$178K
VXUS icon
37
Vanguard Total International Stock ETF
VXUS
$153B
$1.83M 0.81%
29,624
-4,605
-13% -$285K
BINC icon
38
BlackRock Flexible Income ETF
BINC
$16.1B
$1.74M 0.77%
33,006
+13,197
+67% +$698K
VTEB icon
39
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.72M 0.76%
34,220
+3,350
+11% +$170K
IYW icon
40
iShares US Technology ETF
IYW
$23B
$1.53M 0.68%
10,186
-94
-0.9% -$13.8K
TLT icon
41
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$1.11M 0.49%
11,970
-1,840
-13% -$177K
SPY icon
42
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$1.02M 0.45%
1,788
-117
-6% -$64.7K
OEF icon
43
iShares S&P 100 ETF
OEF
$19.8B
$926K 0.41%
3,366
+704
+26% +$188K
IWF icon
44
iShares Russell 1000 Growth ETF
IWF
$119B
$878K 0.39%
9,392
+88
+0.9% +$7.98K
IEMG icon
45
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$766K 0.34%
13,781
-7,277
-35% -$394K
TLH icon
46
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$553K 0.24%
5,339
+452
+9% +$48.4K
ESGU icon
47
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$479K 0.21%
3,842
+421
+12% +$51.1K
EMB icon
48
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$418K 0.18%
4,599
-8
-0.2% -$729
AMZN icon
49
Amazon
AMZN
$2.48T
$418K 0.18%
2,242
-34
-1% -$6.2K
SCHV
50
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$414K 0.18%
46,854
+7,758
+20% +$199K
1
2
3

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WFI
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FFL
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ONPI
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SIIL
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AFS
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MAM
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Theory Financial's Q3 2024 Portfolio in Review

As of Q3 2024, Theory Financial held 71 positions worth $227M, up 7.2% from $212M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Theory Financial deployed $44.5M of net new capital in Q3 2024, opening 3 new positions and adding to 37 existing holdings. Its largest new stake was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.

By sector, the portfolio is most concentrated in Technology at 0.2% of assets, down from 0.22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was First Trust RBA American Industrial Renaissance ETF, an estimated $1.32M trimmed.

  • Theory Financial's largest Q3 2024 buy was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2024, an estimated $30.9M increase.
  • Theory Financial's biggest Q3 2024 reduction was First Trust RBA American Industrial Renaissance ETF, cutting an estimated $1.32M.
  • Theory Financial fully exited State Street Technology Select Sector SPDR ETF in Q3 2024, selling an estimated $7.96M.
  • Theory Financial's ten largest holdings make up 49% of its $227M portfolio in Q3 2024.
  • Theory Financial opened 3 new positions and closed 5 in Q3 2024.
  • Theory Financial's portfolio value rose 7.2% quarter-over-quarter to $227M.

Based on Theory Financial's 13F filing for Q3 2024, filed 7 Nov 2024.