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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$16.7M
Cap. Flow
+$2.78M
Cap. Flow %
1.48%
Top 10 Hldgs %
42.34%
Holding
77
New
10
Increased
34
Reduced
21
Closed
8

Top Buys

Rank Stock Value
1
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$3.68M
2
XSMO icon
Invesco S&P SmallCap Momentum ETF
XSMO
+$3.56M
3
ARTY
iShares Future AI & Tech ETF
ARTY
+$3.52M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$818K
5
OEF icon
iShares S&P 100 ETF
OEF
+$718K

Top Sells

Rank Stock Value
1
PSCT icon
Invesco S&P SmallCap Information Technology ETF
PSCT
+$3.52M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.31M
4
LLY icon
Eli Lilly
LLY
+$921K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$392K

Sector Composition

Rank Sector Weight
1 Healthcare 0.51%
2 Technology 0.47%
3 Energy 0.32%
4 Consumer Discretionary 0.21%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
26
iShares Core Dividend Growth ETF
DGRO
$43.3B
$3.9M 2.08%
72,430
+2,071
+3% +$105K
VXUS icon
27
Vanguard Total International Stock ETF
VXUS
$153B
$3.88M 2.07%
66,878
+2,109
+3% +$115K
ARTY
28
iShares Future AI & Tech ETF
ARTY
$3.35B
$3.84M 2.05%
+111,288
New +$3.52M
HDV
29
iShares Core High Dividend ETF
HDV
$14.7B
$3.74M 2%
183,530
+7,110
+4% +$140K
IGE icon
30
iShares North American Natural Resources ETF
IGE
$726M
$3.68M 1.96%
90,308
+2,848
+3% +$115K
XLE icon
31
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$3.58M 1.91%
85,412
+2,986
+4% +$128K
XOP icon
32
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$3.37M 1.8%
24,648
+956
+4% +$135K
SCHV
33
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$2.77M 1.48%
118,656
-3,666
-3% -$80.2K
MUB icon
34
iShares National Muni Bond ETF
MUB
$45.3B
$1.68M 0.9%
15,522
+1,833
+13% +$192K
VTEB icon
35
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.55M 0.83%
30,430
+4,407
+17% +$216K
IUSB icon
36
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$874K 0.47%
18,970
+3,130
+20% +$138K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$853K 0.46%
1,794
-880
-33% -$392K
EFV icon
38
iShares MSCI EAFE Value ETF
EFV
$28.4B
$812K 0.43%
15,591
-3,489
-18% -$173K
OEF icon
39
iShares S&P 100 ETF
OEF
$19.8B
$762K 0.41%
+3,412
New +$718K
IWF icon
40
iShares Russell 1000 Growth ETF
IWF
$119B
$703K 0.38%
9,272
-1,364
-13% -$96.5K
IVV icon
41
iShares Core S&P 500 ETF
IVV
$871B
$694K 0.37%
1,453
-76
-5% -$34K
EFG icon
42
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$655K 0.35%
6,764
-2,857
-30% -$256K
ABBV icon
43
AbbVie
ABBV
$465B
$608K 0.32%
3,923
-373
-9% -$54.4K
MSFT icon
44
Microsoft
MSFT
$2.92T
$599K 0.32%
1,594
-201
-11% -$71.5K
ESGU icon
45
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$590K 0.32%
5,619
+387
+7% +$37.9K
TFLO icon
46
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$541K 0.29%
10,719
+1,447
+16% +$73.2K
IYW icon
47
iShares US Technology ETF
IYW
$23B
$505K 0.27%
4,115
+1,718
+72% +$195K
SUB icon
48
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$502K 0.27%
4,761
+54
+1% +$5.62K
TLT icon
49
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$462K 0.25%
4,674
-1,443
-24% -$130K
TLH icon
50
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$423K 0.23%
+3,909
New +$391K
1
2
3 4

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Theory Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Theory Financial held 77 positions worth $187M, up 9.8% from $171M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2023 filing shows 10 new, 34 increased, 21 reduced and 8 closed positions. Its largest new stake was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M. The largest sale was Invesco S&P SmallCap Information Technology ETF, an estimated $3.52M.

By sector, the portfolio is most concentrated in Healthcare at 0.51% of assets, down from 1.1% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q4 2023 buy was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M.
  • Theory Financial added most to State Street SPDR Portfolio S&P 500 ETF in Q4 2023, an estimated $818K increase.
  • Theory Financial's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $392K.
  • Theory Financial fully exited Invesco S&P SmallCap Information Technology ETF in Q4 2023, selling an estimated $3.52M.
  • Theory Financial's ten largest holdings make up 42% of its $187M portfolio in Q4 2023.
  • Theory Financial opened 10 new positions and closed 8 in Q4 2023.
  • Theory Financial's portfolio value rose 9.8% quarter-over-quarter to $187M.

Based on Theory Financial's 13F filing for Q4 2023, filed 7 Feb 2024.