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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
-3.16%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$171M
AUM Growth
-$3.18M
Cap. Flow
+$2.69M
Cap. Flow %
1.58%
Top 10 Hldgs %
43.25%
Holding
74
New
14
Increased
10
Reduced
40
Closed
7

Top Buys

Rank Stock Value
1
QUS icon
State Street SPDR MSCI USA StrategicFactors ETF
QUS
+$3.61M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.96M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.29M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.03M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$945K

Top Sells

Rank Stock Value
1
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.59M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$701K
3
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$603K
4
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$600K
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$547K

Sector Composition

Rank Sector Weight
1 Healthcare 1.12%
2 Technology 0.49%
3 Energy 0.41%
4 Consumer Staples 0.27%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
26
iShares Core Dividend Growth ETF
DGRO
$43.3B
$3.48M 2.04%
70,359
-1,741
-2% -$90.1K
QQQM icon
27
Invesco NASDAQ 100 ETF
QQQM
$94.9B
$3.48M 2.04%
23,612
+213
+0.9% +$32.5K
XSD icon
28
State Street SPDR S&P Semiconductor ETF
XSD
$2.63B
$3.48M 2.04%
17,730
-1,483
-8% -$313K
PTF icon
29
Invesco Dorsey Wright Technology Momentum ETF
PTF
$551M
$3.47M 2.04%
78,647
-6,352
-7% -$302K
VXUS icon
30
Vanguard Total International Stock ETF
VXUS
$153B
$3.47M 2.03%
64,769
+698
+1% +$39K
GDX icon
31
VanEck Gold Miners ETF
GDX
$22.7B
$3.31M 1.94%
122,839
+20,837
+20% +$614K
SPYM
32
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$2.84M 1.67%
+56,555
New +$2.96M
SCHV
33
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$2.63M 1.54%
122,322
-13,689
-10% -$307K
MUB icon
34
iShares National Muni Bond ETF
MUB
$45.3B
$1.4M 0.82%
13,689
-2,701
-16% -$285K
VTEB icon
35
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.25M 0.73%
+26,023
New +$1.29M
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$1.14M 0.67%
2,674
-4
-0.1% -$1.78K
EFV icon
37
iShares MSCI EAFE Value ETF
EFV
$28.4B
$934K 0.55%
+19,080
New +$945K
LLY icon
38
Eli Lilly
LLY
$1.09T
$921K 0.54%
1,715
-121
-7% -$62.4K
EFG icon
39
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$830K 0.49%
+9,621
New +$887K
IWF icon
40
iShares Russell 1000 Growth ETF
IWF
$119B
$707K 0.41%
10,636
-12
-0.1% -$829
IUSB icon
41
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$692K 0.41%
+15,840
New +$708K
IVV icon
42
iShares Core S&P 500 ETF
IVV
$871B
$657K 0.39%
1,529
+1,006
+192% +$450K
ABBV icon
43
AbbVie
ABBV
$465B
$640K 0.38%
4,296
+60
+1% +$8.81K
MSFT icon
44
Microsoft
MSFT
$2.92T
$567K 0.33%
1,795
-46
-2% -$15.2K
TLT icon
45
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$543K 0.32%
+6,117
New +$588K
ESGU icon
46
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$491K 0.29%
+5,232
New +$512K
SUB icon
47
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$484K 0.28%
4,707
-2,787
-37% -$289K
TFLO icon
48
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$470K 0.28%
+9,272
New +$469K
IVW icon
49
iShares S&P 500 Growth ETF
IVW
$71.9B
$464K 0.27%
6,780
-7,256
-52% -$513K
PEP icon
50
PepsiCo
PEP
$195B
$457K 0.27%
2,696
– –
1
2
3

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Theory Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Theory Financial held 74 positions worth $171M, down 1.8% from $174M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Theory Financial's Q3 2023 filing shows 14 new, 10 increased, 40 reduced and 7 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M. The largest sale was Horizon Kinetics Inflation Beneficiaries ETF, an estimated $3.59M.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.2% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q3 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2023, an estimated $1.03M increase.
  • Theory Financial's biggest Q3 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $701K.
  • Theory Financial fully exited Horizon Kinetics Inflation Beneficiaries ETF in Q3 2023, selling an estimated $3.59M.
  • Theory Financial's ten largest holdings make up 43% of its $171M portfolio in Q3 2023.
  • Theory Financial opened 14 new positions and closed 7 in Q3 2023.
  • Theory Financial's portfolio value fell 1.8% quarter-over-quarter to $171M.

Based on Theory Financial's 13F filing for Q3 2023, filed 15 Nov 2023.