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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+2.87%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$7M
Cap. Flow
+$2.69M
Cap. Flow %
1.55%
Top 10 Hldgs %
44.08%
Holding
64
New
4
Increased
26
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$7.6M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.32M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$3.24M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$561K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$517K

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$3.45M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.65M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.53M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.69M
5
MSFT icon
Microsoft
MSFT
+$1.06M

Sector Composition

Rank Sector Weight
1 Healthcare 1.17%
2 Technology 0.56%
3 Energy 0.47%
4 Consumer Staples 0.29%
5 Consumer Discretionary 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
26
iShares Core High Dividend ETF
HDV
$14.8B
$3.59M 2.06%
177,920
+7,255
+4% +$146K
INFL icon
27
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.48B
$3.59M 2.06%
117,283
+3,727
+3% +$114K
IGE icon
28
iShares North American Natural Resources ETF
IGE
$735M
$3.57M 2.05%
91,882
+5,819
+7% +$225K
QQQM icon
29
Invesco NASDAQ 100 ETF
QQQM
$94.9B
$3.56M 2.05%
+23,399
New +$3.24M
IAUM icon
30
iShares Gold Trust Micro
IAUM
$6.32B
$3.45M 1.99%
180,049
-8,368
-4% -$165K
GDX icon
31
VanEck Gold Miners ETF
GDX
$22.8B
$3.07M 1.77%
+102,002
New +$3.32M
SCHV
32
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$3.04M 1.75%
136,011
+22,209
+20% +$485K
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.2B
$1.75M 1.01%
16,390
+1,697
+12% +$181K
SPY icon
34
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.19M 0.68%
2,678
-2
-0.1% -$839
IVW icon
35
iShares S&P 500 Growth ETF
IVW
$71.7B
$989K 0.57%
14,036
-922
-6% -$61K
SPDW icon
36
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.4B
$987K 0.57%
30,317
+556
+2% +$18.1K
VV icon
37
Vanguard Large-Cap ETF
VV
$51.8B
$913K 0.53%
4,503
+1,381
+44% +$265K
LLY icon
38
Eli Lilly
LLY
$1.08T
$861K 0.5%
1,836
– –
FNDX icon
39
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$832K 0.48%
43,377
+363
+0.8% +$6.71K
SUB icon
40
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$780K 0.45%
7,494
-3,246
-30% -$338K
FNDF icon
41
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$762K 0.44%
23,596
+1,809
+8% +$57.8K
IWF icon
42
iShares Russell 1000 Growth ETF
IWF
$119B
$733K 0.42%
10,648
+1,136
+12% +$72.2K
MSFT icon
43
Microsoft
MSFT
$2.93T
$627K 0.36%
1,841
-3,377
-65% -$1.06M
ABBV icon
44
AbbVie
ABBV
$463B
$571K 0.33%
4,236
– –
PEP icon
45
PepsiCo
PEP
$196B
$499K 0.29%
2,696
– –
PDCE
46
DELISTED
PDC Energy, Inc.
PDCE
$427K 0.25%
6,000
– –
ABT icon
47
Abbott
ABT
$185B
$397K 0.23%
3,641
-100
-3% -$10.7K
XOM icon
48
ExxonMobil
XOM
$643B
$394K 0.23%
3,675
– –
AMZN icon
49
Amazon
AMZN
$2.48T
$357K 0.21%
2,740
-2,875
-51% -$328K
AAPL icon
50
Apple
AAPL
$4.99T
$346K 0.2%
1,786
-3,755
-68% -$654K
1
2
3

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Theory Financial's Q2 2023 Portfolio in Review

As of Q2 2023, Theory Financial held 64 positions worth $174M, up 4.2% from $167M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Theory Financial's Q2 2023 filing shows 4 new, 26 increased, 24 reduced and 4 closed positions. Its largest new stake was iShares MBS ETF: 80,753 shares worth $7.53M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $3.45M.

By sector, the portfolio is most concentrated in Healthcare at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q2 2023 buy was iShares MBS ETF: 80,753 shares worth $7.53M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q2 2023, an estimated $561K increase.
  • Theory Financial's biggest Q2 2023 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.65M.
  • Theory Financial fully exited Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q2 2023, selling an estimated $3.45M.
  • Theory Financial's ten largest holdings make up 44% of its $174M portfolio in Q2 2023.
  • Theory Financial opened 4 new positions and closed 4 in Q2 2023.
  • Theory Financial's portfolio value rose 4.2% quarter-over-quarter to $174M.

Based on Theory Financial's 13F filing for Q2 2023, filed 8 Aug 2023.