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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+3.8%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$15.7M
Cap. Flow
+$11.2M
Cap. Flow %
6.74%
Top 10 Hldgs %
45.61%
Holding
62
New
6
Increased
33
Reduced
12
Closed
2

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.3M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.69M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.46M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$3.4M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.51M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.09M
2
SMDV icon
ProShares Russell 2000 Dividend Growers ETF
SMDV
+$3.42M
3
FTXG icon
First Trust Nasdaq Food & Beverage ETF
FTXG
+$3.29M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$838K
5
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$324K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Healthcare 1.16%
3 Energy 0.47%
4 Consumer Discretionary 0.35%
5 Consumer Staples 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
26
Vanguard Total International Stock ETF
VXUS
$151B
$3.43M 2.06%
+62,180
New +$3.4M
IGE icon
27
iShares North American Natural Resources ETF
IGE
$733M
$3.37M 2.02%
86,063
+2,443
+3% +$98.6K
VFH icon
28
Vanguard Financials ETF
VFH
$13.4B
$3.25M 1.95%
41,740
+891
+2% +$75.4K
XOP icon
29
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$3.03M 1.82%
23,755
+1,984
+9% +$263K
KRE icon
30
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$2.53M 1.52%
57,608
+6,168
+12% +$350K
SCHV
31
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$2.49M 1.49%
113,802
+29,409
+35% +$654K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.99M 1.19%
39,472
-81,002
-67% -$4.09M
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.2B
$1.58M 0.95%
14,693
+4,805
+49% +$513K
MSFT icon
34
Microsoft
MSFT
$2.9T
$1.5M 0.9%
5,218
+3,377
+183% +$861K
SUB icon
35
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.12M 0.67%
10,740
+1,496
+16% +$156K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.1M 0.66%
2,680
– –
SPDW icon
37
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$956K 0.57%
29,761
+2
+0% +$63
IVW icon
38
iShares S&P 500 Growth ETF
IVW
$70.5B
$956K 0.57%
14,958
-24
-0.2% -$1.47K
AAPL icon
39
Apple
AAPL
$4.97T
$914K 0.55%
5,541
-100
-2% -$14.8K
FNDX icon
40
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$787K 0.47%
43,014
+312
+0.7% +$5.72K
FNDF icon
41
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$681K 0.41%
21,787
+12
+0.1% +$371
ABBV icon
42
AbbVie
ABBV
$465B
$675K 0.41%
4,236
– –
LLY icon
43
Eli Lilly
LLY
$1.08T
$631K 0.38%
1,836
– –
VV icon
44
Vanguard Large-Cap ETF
VV
$51.2B
$583K 0.35%
3,122
+36
+1% +$6.55K
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$117B
$581K 0.35%
9,512
+5,216
+121% +$301K
AMZN icon
46
Amazon
AMZN
$2.44T
$580K 0.35%
5,615
-20
-0.4% -$1.93K
PEP icon
47
PepsiCo
PEP
$196B
$491K 0.29%
2,696
– –
HYLB icon
48
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$481K 0.29%
13,854
-1,913
-12% -$65.7K
XOM icon
49
ExxonMobil
XOM
$650B
$403K 0.24%
3,675
– –
PDCE
50
DELISTED
PDC Energy, Inc.
PDCE
$385K 0.23%
6,000
-2,000
-25% -$129K
1
2
3

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Theory Financial's Q1 2023 Portfolio in Review

As of Q1 2023, Theory Financial held 62 positions worth $167M, up 10% from $151M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Theory Financial deployed $11.2M of net new capital in Q1 2023, opening 6 new positions and adding to 33 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 28,792 shares worth $3.57M.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0.78% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $4.09M trimmed.

  • Theory Financial's largest Q1 2023 buy was iShares MSCI USA Quality Factor ETF: 28,792 shares worth $3.57M.
  • Theory Financial added most to Vanguard Intermediate-Term Treasury ETF in Q1 2023, an estimated $4.3M increase.
  • Theory Financial's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $4.09M.
  • Theory Financial fully exited ProShares Russell 2000 Dividend Growers ETF in Q1 2023, selling an estimated $3.42M.
  • Theory Financial's ten largest holdings make up 46% of its $167M portfolio in Q1 2023.
  • Theory Financial opened 6 new positions and closed 2 in Q1 2023.
  • Theory Financial's portfolio value rose 10% quarter-over-quarter to $167M.

Based on Theory Financial's 13F filing for Q1 2023, filed 12 May 2023.