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Theory Financial Portfolio holdings

AUM $317M
1-Year Est. Return 21.14%
This Fund
S&P 500
This Quarter Est. Return
+6.98%
1 Year Est. Return
+21.14%
3 Year Est. Return
+54.52%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
–
Cap. Flow
+$151M
Cap. Flow %
100.1%
Top 10 Hldgs %
43.71%
Holding
56
New
56
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$22.6M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.64M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.51M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.05M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$4.2M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.41%
2 Healthcare 1.37%
3 Technology 0.78%
4 Energy 0.6%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXG icon
26
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.1M
$3.29M 2.18%
+121,620
New +$3.27M
PTF icon
27
Invesco Dorsey Wright Technology Momentum ETF
PTF
$538M
$3.05M 2.02%
+80,727
New +$3.09M
KRE icon
28
State Street SPDR S&P Regional Banking ETF
KRE
$4.31B
$3.02M 2%
+51,440
New +$3.17M
PDBC icon
29
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.8B
$3M 1.99%
+203,291
New +$3.39M
XOP icon
30
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.06B
$2.96M 1.96%
+21,771
New +$3.16M
VGIT icon
31
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.2B
$2.79M 1.85%
+47,696
New +$2.79M
SCHV
32
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$1.86M 1.23%
+84,393
New +$1.83M
MUB icon
33
iShares National Muni Bond ETF
MUB
$44.6B
$1.04M 0.69%
+9,888
New +$1.03M
SPY icon
34
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$1.02M 0.68%
+2,680
New +$1.03M
SUB icon
35
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$964K 0.64%
+9,244
New +$957K
SPDW icon
36
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$884K 0.59%
+29,759
New +$854K
IVW icon
37
iShares S&P 500 Growth ETF
IVW
$76.1B
$876K 0.58%
+14,982
New +$900K
FNDX icon
38
Schwab Fundamental US Large Company Index ETF
FNDX
$27.7B
$761K 0.5%
+42,702
New +$756K
AAPL icon
39
Apple
AAPL
$4.86T
$733K 0.49%
+5,641
New +$806K
ABBV icon
40
AbbVie
ABBV
$463B
$685K 0.45%
+4,236
New +$650K
LLY icon
41
Eli Lilly
LLY
$1.01T
$672K 0.44%
+1,836
New +$651K
FNDF icon
42
Schwab Fundamental International Large Company Index ETF
FNDF
$26.1B
$633K 0.42%
+21,775
New +$611K
VV icon
43
Vanguard Morningstar Large-Cap ETF
VV
$53.9B
$538K 0.36%
+3,086
New +$541K
HYLB icon
44
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$532K 0.35%
+15,767
New +$533K
PDCE
45
DELISTED
PDC Energy, Inc.
PDCE
$508K 0.34%
+8,000
New +$558K
PEP icon
46
PepsiCo
PEP
$186B
$487K 0.32%
+2,696
New +$481K
AMZN icon
47
Amazon
AMZN
$2.73T
$473K 0.31%
+5,635
New +$557K
MSFT icon
48
Microsoft
MSFT
$3.75T
$442K 0.29%
+1,841
New +$442K
ABT icon
49
Abbott
ABT
$178B
$411K 0.27%
+3,741
New +$387K
XOM icon
50
ExxonMobil
XOM
$679B
$405K 0.27%
+3,675
New +$394K
1
2
3

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Theory Financial's Q4 2022 Portfolio in Review

As of Q4 2022, Theory Financial held 56 positions worth $151M. Its ten largest holdings account for 44% of the portfolio.

Theory Financial deployed $151M of net new capital in Q4 2022, opening 56 new positions. Its largest new stake was Schwab US Aggregate Bond ETF: 992,160 shares worth $22.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, followed by Healthcare and Technology.

  • Theory Financial's largest Q4 2022 buy was Schwab US Aggregate Bond ETF: 992,160 shares worth $22.6M.
  • Theory Financial's ten largest holdings make up 44% of its $151M portfolio in Q4 2022.
  • Theory Financial opened 56 new positions and closed 0 in Q4 2022.

Based on Theory Financial's 13F filing for Q4 2022, filed 8 Feb 2023.