SP

Steelhead Partners Portfolio holdings

AUM $1.99B
This Quarter Return
-3.7%
1 Year Return
+0.05%
3 Year Return
+0.08%
5 Year Return
+0.05%
10 Year Return
-0.13%
AUM
$944M
AUM Growth
+$944M
Cap. Flow
-$37.7M
Cap. Flow %
-4%
Top 10 Hldgs %
52.29%
Holding
68
New
6
Increased
3
Reduced
4
Closed
5

Top Buys

1
MU icon
Micron Technology
MU
$2.32M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$1.67M
3
RYAM icon
Rayonier Advanced Materials
RYAM
$1.04M
4
MOS icon
The Mosaic Company
MOS
$622K
5
TECK icon
Teck Resources
TECK
$480K

Top Sells

1
RFP
Resolute Forest Products Inc.
RFP
$16.6M
2
LVLT
Level 3 Communications Inc
LVLT
$11.7M
3
ANR
ALPHA NATURAL RESOURCES INC.
ANR
$5.24M
4
RH icon
RH
RH
$3.5M
5
OCSL icon
Oaktree Specialty Lending
OCSL
$2.69M

Sector Composition

1 Communication Services 5.13%
2 Industrials 3.2%
3 Technology 0.29%
4 Financials 0.26%
5 Materials 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFP
1
DELISTED
Resolute Forest Products Inc.
RFP
$57.8M 6.1%
6,949,656
-2,000,000
-22% -$16.6M
GSAT icon
2
Globalstar
GSAT
$3.79B
$48M 5.07%
30,585,743
+147,500
+0.5% +$232K
LVLT
3
DELISTED
Level 3 Communications Inc
LVLT
$29.9M 3.15%
683,500
-268,000
-28% -$11.7M
OCSI
4
DELISTED
Oaktree Strategic Income Corporation
OCSI
$3M 0.32%
343,581
-242,948
-41% -$2.12M
MU icon
5
Micron Technology
MU
$133B
$2.77M 0.29%
185,000
+155,000
+517% +$2.32M
OCSL icon
6
Oaktree Specialty Lending
OCSL
$1.23B
$2.47M 0.26%
399,767
-436,354
-52% -$2.69M
HYG icon
7
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$1.67M 0.18%
+20,000
New +$1.67M
RYAM icon
8
Rayonier Advanced Materials
RYAM
$373M
$1.04M 0.11%
+170,200
New +$1.04M
LF
9
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$624K 0.07%
875,000
+475,000
+119% +$339K
MOS icon
10
The Mosaic Company
MOS
$10.6B
$622K 0.07%
+20,000
New +$622K
TECK icon
11
Teck Resources
TECK
$16.7B
$480K 0.05%
+100,000
New +$480K
SATS icon
12
EchoStar
SATS
$17.8B
$430K 0.05%
+10,000
New +$430K
GNK icon
13
Genco Shipping & Trading
GNK
$723M
$300K 0.03%
+76,700
New +$300K
CSCO icon
14
Cisco
CSCO
$274B
– –
0
– –
IWM icon
15
iShares Russell 2000 ETF
IWM
$67B
– –
0
– –
ON icon
16
ON Semiconductor
ON
$20.3B
– –
-209,300
Closed -$2.45M
QQQ icon
17
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
RH icon
18
RH
RH
$4.23B
– –
-35,800
Closed -$3.5M
SPY icon
19
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
T icon
20
AT&T
T
$209B
– –
0
– –
XRT icon
21
SPDR S&P Retail ETF
XRT
$425M
– –
0
– –
SRC
22
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3,050
Closed -$29K
AEUA
23
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
0
– –
AGN.PRA
24
DELISTED
Allergan plc.
AGN.PRA
– –
0
– –
BALT
25
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-510,000
Closed -$816K
1
2