SP

Steelhead Partners Portfolio holdings

AUM $1.99B
This Quarter Return
-4.03%
1 Year Return
+0.05%
3 Year Return
+0.08%
5 Year Return
+0.05%
10 Year Return
-0.13%
AUM
$1.16B
AUM Growth
+$1.16B
Cap. Flow
-$2.55M
Cap. Flow %
-0.22%
Top 10 Hldgs %
62.27%
Holding
81
New
2
Increased
4
Reduced
5
Closed
3

Top Buys

1
ANR
ALPHA NATURAL RESOURCES INC.
ANR
$3.72M
2
RICE
Rice Energy Inc.
RICE
$3.33M
3
BALT
BALTIC TRADING LIMITED COMMON STOCK
BALT
$1.5M
4
EXXI
ENERGY XXI LTD COM SHS
EXXI
$1.42M
5
EXTR icon
Extreme Networks
EXTR
$875K

Top Sells

1
GSAT icon
Globalstar
GSAT
$6.4M
2
RAX
Rackspace Hosting Inc
RAX
$2.69M
3
OCSL icon
Oaktree Specialty Lending
OCSL
$2.58M
4
MFIC icon
MidCap Financial Investment
MFIC
$986K
5
END
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$607K

Sector Composition

1 Communication Services 9.71%
2 Industrials 8.56%
3 Technology 2.06%
4 Energy 0.48%
5 Materials 0.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFP
1
DELISTED
Resolute Forest Products Inc.
RFP
$197M 16.7%
12,583,695
– –
GSAT icon
2
Globalstar
GSAT
$3.79B
$113M 9.58%
30,850,050
-1,750,000
-5% -$6.4M
LVLT
3
DELISTED
Level 3 Communications Inc
LVLT
$94.3M 8%
2,061,286
– –
ANR
4
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$53.3M 4.52%
21,500,000
+1,500,000
+8% +$3.72M
MU icon
5
Micron Technology
MU
$133B
$19.2M 1.63%
560,900
-4,850
-0.9% -$166K
BALT
6
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$5.23M 0.44%
1,262,801
+361,300
+40% +$1.5M
EXTR icon
7
Extreme Networks
EXTR
$2.83B
$4.55M 0.39%
949,227
+182,727
+24% +$875K
EXXI
8
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$4.26M 0.36%
375,000
+125,000
+50% +$1.42M
RICE
9
DELISTED
Rice Energy Inc.
RICE
$3.33M 0.28%
+125,000
New +$3.33M
END
10
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$897K 0.08%
3,000,000
-2,028,884
-40% -$607K
NAK
11
Northern Dynasty Minerals
NAK
$497M
$831K 0.07%
1,520,000
– –
TK icon
12
Teekay
TK
$699M
$332K 0.03%
5,000
-1,400
-22% -$93K
GM icon
13
General Motors
GM
$55.8B
$326K 0.03%
10,200
– –
CPN
14
DELISTED
Calpine Corporation
CPN
$326K 0.03%
15,000
– –
CNX icon
15
CNX Resources
CNX
$4.13B
$307K 0.03%
8,100
– –
SOQ
16
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$288K 0.02%
2,061,146
– –
JBLU icon
17
JetBlue
JBLU
$1.95B
$266K 0.02%
25,000
-8,500
-25% -$90.4K
SATS icon
18
EchoStar
SATS
$17.8B
$244K 0.02%
5,000
– –
OCSI
19
DELISTED
Oaktree Strategic Income Corporation
OCSI
$236K 0.02%
+20,000
New +$236K
MSFT icon
20
Microsoft
MSFT
$3.77T
$229K 0.02%
4,950
– –
PAAS icon
21
Pan American Silver
PAAS
$12.3B
$199K 0.02%
18,125
– –
SD
22
DELISTED
SANDRIDGE ENERGY, INC.
SD
$178K 0.02%
41,400
– –
RIG icon
23
Transocean
RIG
$2.86B
$160K 0.01%
5,000
– –
BTU
24
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$105K 0.01%
8,467
– –
PRGN
25
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$32K ﹤0.01%
8,100
– –
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