SP

Steelhead Partners Portfolio holdings

AUM $1.99B
This Quarter Return
+3.64%
1 Year Return
+0.05%
3 Year Return
+0.08%
5 Year Return
+0.05%
10 Year Return
-0.13%
AUM
$1.15B
AUM Growth
+$1.15B
Cap. Flow
+$7.7M
Cap. Flow %
0.67%
Top 10 Hldgs %
63.11%
Holding
88
New
4
Increased
5
Reduced
3
Closed
1

Top Buys

1
ANR
ALPHA NATURAL RESOURCES INC.
ANR
$18.7M
2
HLF icon
Herbalife
HLF
$15.1M
3
MU icon
Micron Technology
MU
$2.09M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$1.19M
5
MFIC icon
MidCap Financial Investment
MFIC
$744K

Top Sells

1
LVLT
Level 3 Communications Inc
LVLT
$21.2M
2
END
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$6.42M
3
PCO
Pendrell Corporation - Class A
PCO
$3.07M
4
SOQ
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$103K

Sector Composition

1 Industrials 7.42%
2 Energy 1.41%
3 Consumer Staples 1.31%
4 Technology 0.66%
5 Financials 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFP
1
DELISTED
Resolute Forest Products Inc.
RFP
$258M 22.18%
12,831,041
– –
LVLT
2
DELISTED
Level 3 Communications Inc
LVLT
$85.1M 7.32%
2,173,286
-542,800
-20% -$21.2M
ANR
3
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$72M 6.19%
16,930,081
+4,408,504
+35% +$18.7M
HLF icon
4
Herbalife
HLF
$1.01B
$15.1M 1.3%
+264,383
New +$15.1M
END
5
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$13.9M 1.19%
4,270,884
-1,974,900
-32% -$6.42M
MU icon
6
Micron Technology
MU
$133B
$7.47M 0.64%
315,750
+88,475
+39% +$2.09M
OCSL icon
7
Oaktree Specialty Lending
OCSL
$1.23B
$2.49M 0.21%
262,862
+125,862
+92% +$1.19M
CBEY
8
DELISTED
CBEYOND INC COM STK
CBEY
$1.74M 0.15%
240,000
+15,000
+7% +$109K
NAK
9
Northern Dynasty Minerals
NAK
$497M
$1.49M 0.13%
1,520,000
– –
SOQ
10
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$927K 0.08%
2,061,146
-229,017
-10% -$103K
MFIC icon
11
MidCap Financial Investment
MFIC
$1.23B
$744K 0.06%
+89,500
New +$744K
TK icon
12
Teekay
TK
$699M
$405K 0.03%
7,200
– –
CNX icon
13
CNX Resources
CNX
$4.13B
$364K 0.03%
9,100
– –
GM icon
14
General Motors
GM
$55.8B
$351K 0.03%
10,200
+2,000
+24% +$68.8K
JBLU icon
15
JetBlue
JBLU
$1.95B
$335K 0.03%
38,500
– –
CPN
16
DELISTED
Calpine Corporation
CPN
$314K 0.03%
15,000
– –
SD
17
DELISTED
SANDRIDGE ENERGY, INC.
SD
$254K 0.02%
41,400
– –
SATS icon
18
EchoStar
SATS
$17.8B
$238K 0.02%
+5,000
New +$238K
PAAS icon
19
Pan American Silver
PAAS
$12.3B
$233K 0.02%
18,125
– –
BALT
20
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$215K 0.02%
+34,125
New +$215K
RIG icon
21
Transocean
RIG
$2.86B
$207K 0.02%
5,000
– –
MSFT icon
22
Microsoft
MSFT
$3.77T
$203K 0.02%
4,950
– –
BTU
23
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$138K 0.01%
8,467
– –
WLT
24
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$64K 0.01%
8,520
– –
PRGN
25
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$55K ﹤0.01%
8,100
– –
1
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