SP

Steelhead Partners Portfolio holdings

AUM $1.99B
This Quarter Return
-0.18%
1 Year Return
+0.05%
3 Year Return
+0.08%
5 Year Return
+0.05%
10 Year Return
-0.13%
AUM
$1.32B
AUM Growth
+$1.32B
Cap. Flow
-$33.8M
Cap. Flow %
-2.57%
Top 10 Hldgs %
55.14%
Holding
83
New
3
Increased
2
Reduced
7
Closed
16

Top Buys

1
OCSI
Oaktree Strategic Income Corporation
OCSI
$3.54M
2
ANR
ALPHA NATURAL RESOURCES INC.
ANR
$924K
3
OCSL icon
Oaktree Specialty Lending
OCSL
$849K
4
MFIC icon
MidCap Financial Investment
MFIC
$247K
5
BKCC
BlackRock Capital Investment Corporation
BKCC
$207K

Top Sells

1
LVLT
Level 3 Communications Inc
LVLT
$21.5M
2
RFP
Resolute Forest Products Inc.
RFP
$7.71M
3
RICE
Rice Energy Inc.
RICE
$3.33M
4
GSAT icon
Globalstar
GSAT
$1.55M
5
END
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$897K

Sector Composition

1 Communication Services 6.32%
2 Industrials 6.32%
3 Technology 1.67%
4 Financials 0.08%
5 Materials 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFP
1
DELISTED
Resolute Forest Products Inc.
RFP
$214M 16.1%
12,145,956
-437,739
-3% -$7.71M
GSAT icon
2
Globalstar
GSAT
$3.79B
$83.3M 6.27%
30,285,950
-564,100
-2% -$1.55M
LVLT
3
DELISTED
Level 3 Communications Inc
LVLT
$80.2M 6.04%
1,625,000
-436,286
-21% -$21.5M
ANR
4
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$36.8M 2.77%
22,053,100
+553,100
+3% +$924K
MU icon
5
Micron Technology
MU
$133B
$19.3M 1.45%
550,000
-10,900
-2% -$382K
OCSI
6
DELISTED
Oaktree Strategic Income Corporation
OCSI
$3.75M 0.28%
366,856
+346,856
+1,734% +$3.54M
BALT
7
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$3.01M 0.23%
1,200,000
-62,801
-5% -$158K
EXTR icon
8
Extreme Networks
EXTR
$2.83B
$2.78M 0.21%
786,738
-162,489
-17% -$574K
EXXI
9
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1.22M 0.09%
375,000
– –
OCSL icon
10
Oaktree Specialty Lending
OCSL
$1.23B
$849K 0.06%
+106,000
New +$849K
MFIC icon
11
MidCap Financial Investment
MFIC
$1.23B
$247K 0.02%
+33,310
New +$247K
BKCC
12
DELISTED
BlackRock Capital Investment Corporation
BKCC
$207K 0.02%
+25,300
New +$207K
NAK
13
Northern Dynasty Minerals
NAK
$497M
$197K 0.01%
486,500
-1,033,500
-68% -$418K
CNX icon
14
CNX Resources
CNX
$4.13B
– –
-8,100
Closed -$307K
GM icon
15
General Motors
GM
$55.8B
– –
-10,200
Closed -$326K
JBLU icon
16
JetBlue
JBLU
$1.95B
– –
-25,000
Closed -$266K
LOW icon
17
Lowe's Companies
LOW
$145B
– –
0
– –
MSFT icon
18
Microsoft
MSFT
$3.77T
– –
-4,950
Closed -$229K
PAAS icon
19
Pan American Silver
PAAS
$12.3B
– –
-18,125
Closed -$199K
QQQ icon
20
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
RH icon
21
RH
RH
$4.23B
– –
0
– –
RIG icon
22
Transocean
RIG
$2.86B
– –
-5,000
Closed -$160K
RIO icon
23
Rio Tinto
RIO
$102B
– –
0
– –
RY icon
24
Royal Bank of Canada
RY
$205B
– –
0
– –
SATS icon
25
EchoStar
SATS
$17.8B
– –
-5,000
Closed -$244K
1
2