Steelhead Partners’s Invesco QQQ Trust QQQ Stock Holding History

Steelhead Partners’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-100,000	Closed	-$155K	–	65
2015 Q4	$155K	Sell	100,000 -150,000	-60%	-$16.7M	0.01%	60
2015 Q3	$1.66M	Buy	250,000 +150,000	+150%	+$16.1M	0.18%	44
2015 Q2	$372K	Sell	100,000 -650,000	-87%	-$70.7M	0.04%	53
2015 Q1	$1.63M	Sell	750,000 -750,000	-50%	-$78.8M	0.13%	46
2014 Q4	$1.17M	Sell	1,500,000 -350,000	-19%	-$35.4M	0.09%	49
2014 Q3	$4.83M	Buy	1,850,000 +700,000	+61%	+$68.2M	0.41%	39
2014 Q2	$897K	Buy	1,150,000 +700,000	+156%	+$62.5M	0.07%	49
2014 Q1	$662K	Buy	+450,000	New	+$39.8M	0.06%	50

Other funds holding QQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

BNP Paribas Financial Markets

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return