Steelhead Partners’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-115,000	Closed	-$163K	–	64
2016 Q2	$163K	Buy	115,000 +65,000	+130%	+$13.5M	0.02%	53
2016 Q1	$63K	Sell	50,000 -50,000	-50%	-$9.76M	0.01%	56
2015 Q4	$259K	Sell	100,000 -100,000	-50%	-$20.5M	0.02%	57
2015 Q3	$741K	Buy	200,000 +150,000	+300%	+$30.4M	0.08%	48
2015 Q2	$361K	Sell	50,000 -1,150,000	-96%	-$242M	0.04%	54
2015 Q1	$6.1M	Sell	1,200,000 -625,000	-34%	-$129M	0.49%	39
2014 Q4	$3.16M	Buy	1,825,000 +725,000	+66%	+$146M	0.24%	43
2014 Q3	$2.91M	Buy	1,100,000 +1,000,000	+1,000%	+$198M	0.25%	44
2014 Q2	$445K	Buy	+100,000	New	+$19M	0.03%	53
2013 Q3	–	Sell	-20,000	Closed	-$19K	–	89
2013 Q2	$19K	Buy	+20,000	New	+$3.22M	﹤0.01%	88