Steelhead Partners’s iShares Russell 2000 ETF IWM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-100,000	Closed	-$222K	–	58
2016 Q4	$222K	Buy	+100,000	New	+$12.8M	0.02%	56
2016 Q3	–	Sell	-50,000	Closed	-$32K	–	61
2016 Q2	$32K	Buy	+50,000	New	+$5.64M	﹤0.01%	59
2016 Q1	–	Sell	-50,000	Closed	-$254K	–	60
2015 Q4	$254K	Sell	50,000 -100,000	-67%	-$11.5M	0.02%	58
2015 Q3	$890K	Hold	150,000	–	–	0.09%	47
2015 Q2	$836K	Sell	150,000 -200,000	-57%	-$25M	0.08%	49
2015 Q1	$341K	Buy	+350,000	New	+$42.2M	0.03%	49
2014 Q2	–	Sell	-400,000	Closed	-$771K	–	72
2014 Q1	$771K	Sell	400,000 -1,600,000	-80%	-$185M	0.07%	47
2013 Q4	$220K	Sell	2,000,000 -250,000	-11%	-$27.6M	0.02%	56
2013 Q3	$3.85M	Buy	2,250,000 +850,000	+61%	+$87.9M	0.37%	36
2013 Q2	$4.63M	Buy	+1,400,000	New	+$134M	0.42%	40