Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3551
Aclaris Therapeutics
ACRS
$673M
| $168 | ﹤0.01% |
+32
| New | +$183 |
2026 Q3
0 quarters
|
|
3552
BNY Mellon High Yield Strategies Fund
DHF
$164M
| $167 | ﹤0.01% |
+75
| New | +$176 |
2026 Q3
0 quarters
|
|
3553
ReposiTrak
TRAK
$130M
| $167 | ﹤0.01% |
+20
| New | +$168 |
2026 Q3
0 quarters
|
|
3554
Aurora
AUR
$9.19B
| $166 | ﹤0.01% |
+30
| New | +$189 |
2026 Q3
0 quarters
|
|
3555
Geospace Technologies
GEOS
$49.8M
| $166 | ﹤0.01% |
+34
| New | +$203 |
2026 Q3
0 quarters
|
|
3556
LanzaTech
LNZA
$64.1M
| $166 | ﹤0.01% |
+29
| New | +$174 |
2026 Q3
0 quarters
|
|
3557
Lightpath Technologies
LPTH
$560M
| $165 | ﹤0.01% |
+16
| New | +$185 |
2026 Q3
0 quarters
|
|
3558
AIRO Group Holdings
AIRO
$179M
| $165 | ﹤0.01% |
+25
| New | +$186 |
2026 Q3
0 quarters
|
|
3559
Ambev
ABEV
$42.5B
| $164 | ﹤0.01% |
+56
| New | +$167 |
2026 Q3
0 quarters
|
|
3560
NI Holdings
NODK
$315M
| $164 | ﹤0.01% |
+11
| New | +$169 |
2026 Q3
0 quarters
|
|
3561
SharonAI Holdings
SHAZ
$835M
| $164 | ﹤0.01% |
+3
| New | +$182 |
2026 Q3
0 quarters
|
|
3562
Ultrapar
UGP
$5.85B
| $161 | ﹤0.01% |
+22
| New | +$145 |
2026 Q3
0 quarters
|
|
3563
Middlesex Water
MSEX
$1.14B
| $159 | ﹤0.01% |
+3
| New | +$170 |
2026 Q3
0 quarters
|
|
3564
Herbalife
HLF
$1.65B
| $158 | ﹤0.01% |
+13
| New | +$160 |
2026 Q3
0 quarters
|
|
3565
Kingstone Companies
KINS
$317M
| $158 | ﹤0.01% |
+9
| New | +$177 |
2026 Q3
0 quarters
|
|
3566
N-able
NABL
$850M
| $156 | ﹤0.01% |
+38
| New | +$156 |
2026 Q3
0 quarters
|
|
3567
GigaCloud Technology
GCT
$2.11B
| $155 | ﹤0.01% |
+3
| New | +$139 |
2026 Q3
0 quarters
|
|
3568
Landmark Bancorp
LARK
$197M
| $155 | ﹤0.01% |
+5
| New | +$158 |
2026 Q3
0 quarters
|
|
3569
XMAX Inc
XMAX
$394M
| $155 | ﹤0.01% |
+18
| New | +$158 |
2026 Q3
0 quarters
|
|
3570
Gencor Industries
GENC
$252M
| $153 | ﹤0.01% |
+9
| New | +$151 |
2026 Q3
0 quarters
|
|
3571
US GoldMining
USGO
$81.4M
| $153 | ﹤0.01% |
+23
| New | +$188 |
2026 Q3
0 quarters
|
|
3572
Wolverine World Wide
WWW
$1.78B
| $153 | ﹤0.01% |
+8
| New | +$154 |
2026 Q3
0 quarters
|
|
3573
BayCom
BCML
$341M
| $152 | ﹤0.01% |
+5
| New | +$156 |
2026 Q3
0 quarters
|
|
3574
Rhinebeck Bancorp
RBKB
$208M
| $152 | ﹤0.01% |
+12
| New | +$163 |
2026 Q3
0 quarters
|
|
3575
Orchestra BioMed
OBIO
$350M
| $149 | ﹤0.01% |
+24
| New | +$115 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.