Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3601
Sociedad Química y Minera de Chile
SQM
$16.2B
| $130 | ﹤0.01% |
+2
| New | +$145 |
2026 Q3
0 quarters
|
|
3602
LCNB Corp
LCNB
$282M
| $129 | ﹤0.01% |
+7
| New | +$134 |
2026 Q3
0 quarters
|
|
3603
AN2 Therapeutics
ANTX
$152M
| $128 | ﹤0.01% |
+24
| New | +$127 |
2026 Q3
0 quarters
|
|
3604
Hain Celestial
HAIN
$12.7M
| $128 | ﹤0.01% |
+262
| New | +$156 |
2026 Q3
0 quarters
|
|
3605
BV Financial
BVFL
$186M
| $126 | ﹤0.01% |
+6
| New | +$127 |
2026 Q3
0 quarters
|
|
3606
National Bankshares
NKSH
$253M
| $126 | ﹤0.01% |
+3
| New | +$121 |
2026 Q3
0 quarters
|
|
3607
Pioneer Bancorp
PBFS
$443M
| $124 | ﹤0.01% |
+7
| New | +$123 |
2026 Q3
0 quarters
|
|
3608
Community BanCorp
CMTV
$265M
| $124 | ﹤0.01% |
+3
| New | +$121 |
2026 Q3
0 quarters
|
|
3609
Opendoor
OPEN
$1.22B
| $123 | ﹤0.01% |
+52
| New | +$186 |
2026 Q3
0 quarters
|
|
3610
Evolent Health
EVH
$533M
| $122 | ﹤0.01% |
+35
| New | +$155 |
2026 Q3
0 quarters
|
|
3611
Wave Life Sciences
WVE
$686M
| $122 | ﹤0.01% |
+33
| New | +$174 |
2026 Q3
0 quarters
|
|
3612
Eos Energy Enterprises
EOSE
$637M
| $120 | ﹤0.01% |
+39
| New | +$152 |
2026 Q3
0 quarters
|
|
3613
HIVE Digital Technologies
HIVE
$472M
| $118 | ﹤0.01% |
+40
| New | +$121 |
2026 Q3
0 quarters
|
|
3614
Net Lease Office Properties
NLOP
$140M
| $118 | ﹤0.01% |
+12
| New | +$135 |
2026 Q3
0 quarters
|
|
3615
Septerna Inc
SEPN
$2.37B
| $117 | ﹤0.01% |
+3
| New | +$114 |
2026 Q3
0 quarters
|
|
3616
Aktis Oncology
AKTS
$910M
| $117 | ﹤0.01% |
+6
| New | +$146 |
2026 Q3
0 quarters
|
|
3617
Alico
ALCO
$280M
| $116 | ﹤0.01% |
+3
| New | +$119 |
2026 Q3
0 quarters
|
|
3618
Playtika
PLTK
$991M
| $116 | ﹤0.01% |
+54
| New | +$160 |
2026 Q3
0 quarters
|
|
3619
Red Cat Holdings
RCAT
$643M
| $116 | ﹤0.01% |
+18
| New | +$152 |
2026 Q3
0 quarters
|
|
3620
Candel Therapeutics
CADL
$726M
| $115 | ﹤0.01% |
+11
| New | +$122 |
2026 Q3
0 quarters
|
|
3621
NexPoint Diversified Real Estate Trust
NXDT
$182M
| $115 | ﹤0.01% |
+22
| New | +$115 |
2026 Q3
0 quarters
|
|
3622
Climb Bio
CLYM
$690M
| $115 | ﹤0.01% |
+10
| New | +$139 |
2026 Q3
0 quarters
|
|
3623
AGNT Inc
AGNT
$530M
| $114 | ﹤0.01% |
+31
| New | +$131 |
2026 Q3
0 quarters
|
|
3624
Nature's Sunshine
NATR
$191M
| $114 | ﹤0.01% |
+9
| New | +$151 |
2026 Q3
0 quarters
|
|
3625
Whitehawk Therapeutics
WHWK
$184M
| $113 | ﹤0.01% |
+30
| New | +$126 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.