Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3626
Copel
ELPC
$8.1B
| $112 | ﹤0.01% |
+9
| New | +$105 |
2026 Q3
0 quarters
|
|
3627
Genie Energy
GNE
$482M
| $112 | ﹤0.01% |
+7
| New | +$104 |
2026 Q3
0 quarters
|
|
3628
Sharplink Inc
SBET
$1.22B
| $111 | ﹤0.01% |
+12
| New | +$88 |
2026 Q3
0 quarters
|
|
3629
Tencent Music
TME
$14.7B
| $111 | ﹤0.01% |
+14
| New | +$122 |
2026 Q3
0 quarters
|
|
3630
ClearPoint Neuro
CLPT
$272M
| $110 | ﹤0.01% |
+9
| New | +$135 |
2026 Q3
0 quarters
|
|
3631
Neptune Insurance Holdings
NP
$3.92B
| $109 | ﹤0.01% |
+4
| New | +$126 |
2026 Q3
0 quarters
|
|
3632
Funko
FNKO
$389M
| $108 | ﹤0.01% |
+20
| New | +$116 |
2026 Q3
0 quarters
|
|
3633
aTyr Pharma
ATYR
$15.6M
| $108 | ﹤0.01% |
+9
| New | +$175 |
2026 Q1
2 quarters
|
|
3634
Atomera
ATOM
$107M
| $105 | ﹤0.01% |
+24
| New | +$122 |
2026 Q3
0 quarters
|
|
3635
Information Services Group
III
$294M
| $105 | ﹤0.01% |
+19
| New | +$90 |
2026 Q3
0 quarters
|
|
3636
OPAL Fuels
OPAL
$37M
| $103 | ﹤0.01% |
+59
| New | +$125 |
2026 Q3
0 quarters
|
|
3637
Seven Hills Realty Trust
SEVN
$149M
| $103 | ﹤0.01% |
+15
| New | +$116 |
2026 Q3
0 quarters
|
|
3638
Enovix
ENVX
$351M
| $102 | ﹤0.01% |
+44
| New | +$138 |
2026 Q3
0 quarters
|
|
3639
MINISO
MNSO
$3.27B
| $102 | ﹤0.01% |
+11
| New | +$121 |
2026 Q3
0 quarters
|
|
3640
Omega Flex
OFLX
$237M
| $102 | ﹤0.01% |
+4
| New | +$113 |
2026 Q3
0 quarters
|
|
3641
Sinclair Inc
SBGI
$1.1B
| $102 | ﹤0.01% |
+8
| New | +$112 |
2026 Q3
0 quarters
|
|
3642
Phoenix Education Partners
PXED
$701M
| $102 | ﹤0.01% |
+4
| New | +$116 |
2026 Q3
0 quarters
|
|
3643
GD Culture Group
GDC
$4.79M
| $101 | ﹤0.01% |
+73
| New | +$118 |
2026 Q3
0 quarters
|
|
3644
Oak Valley Bancorp
OVLY
$290M
| $101 | ﹤0.01% |
+3
| New | +$102 |
2026 Q3
0 quarters
|
|
3645
Concentrix
CNXC
$2B
| $100 | ﹤0.01% |
+4
| New | +$105 |
2026 Q3
0 quarters
|
|
3646
Occidental Petroleum Corp Warrants
OXY.WS
$34.6B
| $100 | ﹤0.01% |
+3
| New | +$105 |
2026 Q3
0 quarters
|
|
3647
Pulse Biosciences
PLSE
$3.71B
| $100 | ﹤0.01% |
+2
| New | +$84 |
2026 Q3
0 quarters
|
|
3648
Zura Bio
ZURA
$119M
| $100 | ﹤0.01% |
+24
| New | +$128 |
2026 Q3
0 quarters
|
|
3649
Ascent Industries
ACNT
$117M
| $99 | ﹤0.01% |
+7
| New | +$106 |
2026 Q3
0 quarters
|
|
3650
Oramed Pharmaceuticals
ORMP
$154M
| $98 | ﹤0.01% |
+21
| New | +$95 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.