Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3676
Vuzix
VUZI
$181M
| $78 | ﹤0.01% |
+28
| New | +$73 |
2026 Q3
0 quarters
|
|
3677
HireQuest
HQI
$253M
| $77 | ﹤0.01% |
+4
| New | +$61 |
2026 Q3
0 quarters
|
|
3678
NLI Holdings
NL
$358M
| $77 | ﹤0.01% |
+11
| New | +$70 |
2026 Q3
0 quarters
|
|
3679
Valhi
VHI
$459M
| $77 | ﹤0.01% |
+5
| New | +$79 |
2026 Q3
0 quarters
|
|
3680
Comstock Holding Companies
CHCI
$173M
| $76 | ﹤0.01% |
+4
| New | +$70 |
2026 Q3
0 quarters
|
|
3681
iHeartMedia
IHRT
$95.8M
| $76 | ﹤0.01% |
+36
| New | +$115 |
2026 Q3
0 quarters
|
|
3682
Scilex Holding
SCLX
$11.3M
| $76 | ﹤0.01% |
+17
| New | +$110 |
2026 Q3
0 quarters
|
|
3683
Superior Group of Companies
SGC
$201M
| $76 | ﹤0.01% |
+6
| New | +$77 |
2026 Q3
0 quarters
|
|
3684
Dream Finders Homes
DFH
$1.16B
| $75 | ﹤0.01% |
+7
| New | +$99 |
2026 Q3
0 quarters
|
|
3685
Kyverna Therapeutics
KYTX
$320M
| $75 | ﹤0.01% |
+11
| New | +$87 |
2026 Q3
0 quarters
|
|
3686
Lexeo Therapeutics
LXEO
$258M
| $74 | ﹤0.01% |
+22
| New | +$100 |
2026 Q3
0 quarters
|
|
3687
Consumer Portfolio Services
CPSS
$228M
| $73 | ﹤0.01% |
+8
| New | +$75 |
2026 Q3
0 quarters
|
|
3688
WeShop Holdings
WSHP
$26.5M
| $72 | ﹤0.01% |
+13
| New | +$70 |
2026 Q3
0 quarters
|
|
3689
Portillo's
PTLO
$501M
| $71 | ﹤0.01% |
+20
| New | +$89 |
2026 Q3
0 quarters
|
|
3690
Quanterix
QTRX
$160M
| $70 | ﹤0.01% |
+19
| New | +$63 |
2026 Q3
0 quarters
|
|
3691
CEMIG Preferred Shares
CIG
$5.44B
| $69 | ﹤0.01% |
+33
| New | +$69 |
2026 Q3
0 quarters
|
|
3692
TriSalus Life Sciences
TLSI
$198M
| $69 | ﹤0.01% |
+16
| New | +$76 |
2026 Q3
0 quarters
|
|
3693
Dimensional Emerging Markets High Profitability ETF
DEHP
$408M
| $68 | ﹤0.01% |
+2
| New | +$82 |
2026 Q3
0 quarters
|
|
3694
Smith-Midland
SMID
$139M
| $68 | ﹤0.01% |
+3
| New | +$82 |
2026 Q3
0 quarters
|
|
3695
Wise Group
WSE
$10.9B
| $68 | ﹤0.01% |
+6
| New | +$74 |
2026 Q3
0 quarters
|
|
3696
Agree Realty
ADC
$9.13B
| $67 | ﹤0.01% |
+1
| New | +$74 |
2026 Q3
0 quarters
|
|
3697
Telix Pharmaceuticals
TLX
$3.36B
| $66 | ﹤0.01% |
+6
| New | +$68 |
2026 Q3
0 quarters
|
|
3698
BlackRock Science and Technology Trust
BST
$1.57B
| $65 | ﹤0.01% |
+1
| New | +$48 |
2026 Q3
0 quarters
|
|
3699
Geron
GERN
$642M
| $65 | ﹤0.01% |
+53
| New | +$76 |
2026 Q3
0 quarters
|
|
3700
Evolution Petroleum
EPM
$142M
| $64 | ﹤0.01% |
+18
| New | +$66 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.