Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3701
Sutro Biopharma
STRO
$169M
| $64 | ﹤0.01% |
+4
| New | +$88 |
2026 Q3
0 quarters
|
|
3702
Grayscale Ethereum Staking ETF Shares
ETHE
$1.56B
| $64 | ﹤0.01% |
+3
| New | +$52 |
2026 Q3
0 quarters
|
|
3703
SBC Medical Group
SBC
$544M
| $64 | ﹤0.01% |
+13
| New | +$49 |
2026 Q3
0 quarters
|
|
3704
QuidelOrtho
QDEL
$790M
| $63 | ﹤0.01% |
+6
| New | +$88 |
2026 Q3
0 quarters
|
|
3705
Blue Ridge Bankshares
BRBS
$362M
| $62 | ﹤0.01% |
+16
| New | +$60 |
2026 Q3
0 quarters
|
|
3706
PGIM Short Duration High Yield Opportunities Fund
SDHY
$381M
| $61 | ﹤0.01% |
+4
| New | +$64 |
2026 Q3
0 quarters
|
|
3707
Bilibili
BILI
$5.69B
| $60 | ﹤0.01% |
+4
| New | +$68 |
2026 Q3
0 quarters
|
|
3708
OraSure Technologies
OSUR
$230M
| $59 | ﹤0.01% |
+15
| New | +$58 |
2026 Q3
0 quarters
|
|
3709
MBX Biosciences
MBX
$2.71B
| $59 | ﹤0.01% |
+1
| New | +$63 |
2026 Q3
0 quarters
|
|
3710
Inspired Entertainment
INSE
$123M
| $58 | ﹤0.01% |
+17
| New | +$103 |
2026 Q3
0 quarters
|
|
3711
Teekay
TK
$1.13B
| $57 | ﹤0.01% |
+4
| New | +$50 |
2026 Q3
0 quarters
|
|
3712
Spire Global
SPIR
$366M
| $56 | ﹤0.01% |
+5
| New | +$65 |
2026 Q3
0 quarters
|
|
3713
Bally's
BALY
$607M
| $55 | ﹤0.01% |
+4
| New | +$48 |
2026 Q3
0 quarters
|
|
3714
Hallador Energy
HNRG
$479M
| $55 | ﹤0.01% |
+4
| New | +$62 |
2026 Q3
0 quarters
|
|
3715
Ranpak Holdings
PACK
$303M
| $54 | ﹤0.01% |
+13
| New | +$69 |
2026 Q3
0 quarters
|
|
3716
Zumiez
ZUMZ
$220M
| $54 | ﹤0.01% |
+4
| New | +$70 |
2026 Q3
0 quarters
|
|
3717
Eton Pharmaceutcials
ETON
$1.95B
| $51 | ﹤0.01% |
+1
| New | +$51 |
2026 Q3
0 quarters
|
|
3718
Gyre Therapeutics
GYRE
$463M
| $51 | ﹤0.01% |
+7
| New | +$47 |
2026 Q3
0 quarters
|
|
3719
Bright Minds Biosciences
DRUG
$223M
| $50 | ﹤0.01% |
+1
| New | +$71 |
2026 Q3
0 quarters
|
|
3720
Lithium Americas
LAC
$686M
| $50 | ﹤0.01% |
+19
| New | +$58 |
2026 Q3
0 quarters
|
|
3721
Organigram Holdings
OGI
$123M
| $50 | ﹤0.01% |
+50
| New | +$53 |
2026 Q3
0 quarters
|
|
3722
Syntec Optics
OPTX
$218M
| $50 | ﹤0.01% |
+6
| New | +$48 |
2026 Q3
0 quarters
|
|
3723
Plug Power
PLUG
$1.9B
| $49 | ﹤0.01% |
+25
| New | +$54 |
2026 Q3
0 quarters
|
|
3724
YieldMax TSLA Option Income Strategy ETF
TSLY
$609M
| $47 | ﹤0.01% |
+2
| New | +$46 |
2026 Q3
0 quarters
|
|
3725
Core Molding Technologies
CMT
$194M
| $46 | ﹤0.01% |
+2
| New | +$49 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.