Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3751
Definitive Healthcare
DH
$128M
| $35 | ﹤0.01% |
+39
| New | +$32 |
2026 Q3
0 quarters
|
|
3752
Lee Enterprises
LEE
$156M
| $35 | ﹤0.01% |
+5
| New | +$40 |
2026 Q3
0 quarters
|
|
3753
Terrestrial Energy
IMSR
$289M
| $35 | ﹤0.01% |
+9
| New | +$47 |
2026 Q3
0 quarters
|
|
3754
Netskope Inc
NTSK
$8.76B
| $35 | ﹤0.01% |
+2
| New | +$29 |
2026 Q3
0 quarters
|
|
3755
Myriad Genetics
MYGN
$544M
| $34 | ﹤0.01% |
+8
| New | +$34 |
2026 Q3
0 quarters
|
|
3756
Rapport Therapeutics
RAPP
$1.54B
| $34 | ﹤0.01% |
+1
| New | +$43 |
2026 Q3
0 quarters
|
|
3757
ACRES Commercial Realty
ACR
$173M
| $33 | ﹤0.01% |
+3
| New | +$45 |
2026 Q3
0 quarters
|
|
3758
Forafric Global
AFRI
$341M
| $33 | ﹤0.01% |
+3
| New | +$32 |
2026 Q3
0 quarters
|
|
3759
FinWise Bancorp
FINW
$202M
| $33 | ﹤0.01% |
+3
| New | +$41 |
2026 Q3
0 quarters
|
|
3760
IHS Holding
IHS
$2.87B
| $33 | ﹤0.01% |
+4
| New | +$33 |
2026 Q3
0 quarters
|
|
3761
Evommune Inc
EVMN
$285M
| $33 | ﹤0.01% |
+4
| New | +$48 |
2026 Q3
0 quarters
|
|
3762
Codexis
CDXS
$110M
| $32 | ﹤0.01% |
+23
| New | +$39 |
2026 Q3
0 quarters
|
|
3763
LiveWire
LVWR
$97.4M
| $32 | ﹤0.01% |
+21
| New | +$26 |
2026 Q3
0 quarters
|
|
3764
Galectin Therapeutics
GALT
$341M
| $31 | ﹤0.01% |
+8
| New | +$31 |
2026 Q3
0 quarters
|
|
3765
AEVEX Corp
AVEX
$803M
| $30 | ﹤0.01% |
+2
| New | +$35 |
2026 Q3
0 quarters
|
|
3766
Embotelladora Andina Series B
AKO.B
$4.51B
| $29 | ﹤0.01% |
+1
| New | +$30 |
2026 Q3
0 quarters
|
|
3767
Jade Biosciences
JBIO
$1.04B
| $28 | ﹤0.01% |
+2
| New | +$40 |
2026 Q3
0 quarters
|
|
3768
ProKidney
PROK
$232M
| $28 | ﹤0.01% |
+17
| New | +$29 |
2026 Q3
0 quarters
|
|
3769
Citius Pharmaceuticals
CTXR
$13.5M
| $27 | ﹤0.01% |
+50
| New | +$29 |
2026 Q3
0 quarters
|
|
3770
TScan Therapeutics
TCRX
$12.6M
| $27 | ﹤0.01% |
+85
| New | +$59 |
2026 Q3
0 quarters
|
|
3771
Advantage Solutions
ADV
$412M
| $26 | ﹤0.01% |
+1
| New | +$35 |
2026 Q3
0 quarters
|
|
3772
EverCommerce
EVCM
$1.24B
| $26 | ﹤0.01% |
+3
| New | +$29 |
2026 Q3
0 quarters
|
|
3773
PEDEVCO
PED
$177M
| $26 | ﹤0.01% |
+2
| New | +$25 |
2026 Q3
0 quarters
|
|
3774
Pacira BioSciences
PCRX
$1.46B
| $25 | ﹤0.01% |
+1
| New | +$25 |
2026 Q3
0 quarters
|
|
3775
Quantum-Si Incorporated
QSI
$281M
| $25 | ﹤0.01% |
+23
| New | +$18 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.