Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3776
DELISTED
GameStop Corp Warrants
GME.WS
| $25 | ﹤0.01% |
+11
| New | +$23 |
2026 Q3
0 quarters
|
|
3777
Atrium Therapeutics
RNA
$141M
| $25 | ﹤0.01% |
+3
| New | +$35 |
2026 Q3
0 quarters
|
|
3778
RF Industries
RFIL
$78.4M
| $24 | ﹤0.01% |
+3
| New | +$36 |
2026 Q3
0 quarters
|
|
3779
Opendoor Technologies Inc Series K Warrants
OPENW
$913K
| $24 | ﹤0.01% |
+200
| New | +$52 |
2026 Q3
0 quarters
|
|
3780
Assembly Biosciences
ASMB
$435M
| $23 | ﹤0.01% |
+1
| New | +$29 |
2026 Q3
0 quarters
|
|
3781
James River Group Holdings
JRVR
$148M
| $21 | ﹤0.01% |
+6
| New | +$25 |
2026 Q3
0 quarters
|
|
3782
State Street Blackstone Senior Loan ETF
SRLN
$5.22B
| $21 | ﹤0.01% |
+1
| New | +$40 |
2026 Q3
0 quarters
|
|
3783
CAMP4 Therapeutics
CAMP
$272M
| $20 | ﹤0.01% |
+5
| New | +$21 |
2026 Q3
0 quarters
|
|
3784
Accelerant Holdings
ARX
$4.32B
| $20 | ﹤0.01% |
+1
| New | +$17 |
2026 Q3
0 quarters
|
|
3785
Precision BioSciences
DTIL
$265M
| $19 | ﹤0.01% |
+3
| New | +$23 |
2026 Q3
0 quarters
|
|
3786
Enveric Biosciences
ENVB
$6.76M
| $19 | ﹤0.01% |
+13
| New | +$19 |
2026 Q3
0 quarters
|
|
3787
Foghorn Therapeutics
FHTX
$114M
| $18 | ﹤0.01% |
+5
| New | +$26 |
2026 Q3
0 quarters
|
|
3788
Ramaco Resources Class B
METCB
$251M
| $18 | ﹤0.01% |
+4
| New | +$26 |
2026 Q3
0 quarters
|
|
3789
Falcon's Beyond
FBYD
$322M
| $17 | ﹤0.01% |
+2
| New | +$20 |
2026 Q3
0 quarters
|
|
3790
Array Technologies
ARRY
$730M
| $16 | ﹤0.01% |
+4
| New | +$20 |
2026 Q3
0 quarters
|
|
3791
Ecopetrol
EC
$31.4B
| $16 | ﹤0.01% |
+1
| New | +$17 |
2026 Q3
0 quarters
|
|
3792
Real REMAX Group Inc. Common Stock
REAX
$444M
| $16 | ﹤0.01% |
+1
| New | +$20 |
2026 Q3
0 quarters
|
|
3793
Upstream Bio Inc
UPB
$185M
| $16 | ﹤0.01% |
+3
| New | +$20 |
2026 Q3
0 quarters
|
|
3794
Virgin Galactic
SPCE
$423M
| $15 | ﹤0.01% |
+5
| New | +$15 |
2026 Q3
0 quarters
|
|
3795
Aquestive Therapeutics
AQST
$442M
| $14 | ﹤0.01% |
+3
| New | +$13 |
2026 Q3
0 quarters
|
|
3796
NextNav
NN
$1.42B
| $14 | ﹤0.01% |
+1
| New | +$15 |
2026 Q3
0 quarters
|
|
3797
Replimune Group
REPL
$2.21B
| $13 | ﹤0.01% |
+1
| New | +$13 |
2026 Q3
0 quarters
|
|
3798
Contineum Therapeutics
CTNM
$415M
| $13 | ﹤0.01% |
+1
| New | +$15 |
2026 Q3
0 quarters
|
|
3799
Crawford & Co Class A
CRD.A
$572M
| $12 | ﹤0.01% |
+1
| New | +$12 |
2026 Q3
0 quarters
|
|
3800
Limoneira
LMNR
$189M
| $12 | ﹤0.01% |
+1
| New | +$13 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.