Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3801
Arq
ARQ
$130M
| $12 | ﹤0.01% |
+6
| New | +$13 |
2026 Q3
0 quarters
|
|
3802
CVRx
CVRX
$18.5M
| $11 | ﹤0.01% |
+6
| New | +$23 |
2026 Q3
0 quarters
|
|
3803
Tilray
TLRY
$392M
| $11 | ﹤0.01% |
+3
| New | +$13 |
2026 Q3
0 quarters
|
|
3804
ADC Therapeutics
ADCT
$193M
| $10 | ﹤0.01% |
+8
| New | +$9 |
2026 Q3
0 quarters
|
|
3805
SAB Biotherapeutics
SABS
$277M
| $10 | ﹤0.01% |
+3
| New | +$11 |
2026 Q3
0 quarters
|
|
3806
eHealth
EHTH
$14.8M
| $7 | ﹤0.01% |
+10
| New | +$12 |
2026 Q3
0 quarters
|
|
3807
Solid Biosciences
SLDB
$800M
| $7 | ﹤0.01% |
+1
| New | +$9 |
2026 Q3
0 quarters
|
|
3808
Artiva Biotherapeutics
ARTV
$198M
| $7 | ﹤0.01% |
+1
| New | +$10 |
2026 Q3
0 quarters
|
|
|
BBBYW
3809
DELISTED
Neighborhood Intelligence Inc Warrants
BBBYW
| $7 | ﹤0.01% |
+17
| New | +$9 |
2026 Q3
0 quarters
|
|
3810
Bio Green Med Solution Inc
BGMS
$5.31M
| $6 | ﹤0.01% |
+7
| New | +$6 |
2026 Q3
0 quarters
|
|
3811
LifeVantage
LFVN
$57.4M
| $6 | ﹤0.01% |
+1
| New | +$6 |
2026 Q3
0 quarters
|
|
3812
Chaince Digital Holdings
CD
$571M
| $6 | ﹤0.01% |
+1
| New | +$4 |
2026 Q3
0 quarters
|
|
3813
Super League Enterprise
SLE
$12.7M
| $6 | ﹤0.01% |
+1
| New | +$4 |
2026 Q3
0 quarters
|
|
3814
Brand Engagement Network
BNAI
$36.9M
| $6 | ﹤0.01% |
+1
| New | +$12 |
2026 Q3
0 quarters
|
|
3815
NetClass Technology Inc
NTCL
$2.23M
| $6 | ﹤0.01% |
+3
| New | +$8 |
2026 Q3
0 quarters
|
|
3816
ARK Blockchain & Fintech Innovation ETF
ARKF
$706M
| – | – |
0
| – | – |
2026 Q3
0 quarters
|
|
3817
UWM Holdings
UWMC
$952M
| $5 | ﹤0.01% |
+4
| New | +$6 |
2026 Q3
0 quarters
|
|
3818
ARK Innovation ETF
ARKK
$5.81B
| – | – |
0
| – | – |
2026 Q3
0 quarters
|
|
3819
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$16.3M
| $4 | ﹤0.01% |
+1
| New | +$3 |
2026 Q3
0 quarters
|
|
3820
Canopy Growth
CGC
$251M
| $3 | ﹤0.01% |
+3
| New | +$3 |
2026 Q3
0 quarters
|
|
3821
Manchester United
MANU
$4B
| – | – |
0
| – | – |
2026 Q3
0 quarters
|
|
3822
Simplify Volatility Premium ETF
SVOL
$484M
| – | – |
0
| – | – |
2026 Q3
0 quarters
|
|
3823
X4 Pharmaceuticals
XFOR
$332M
| $3 | ﹤0.01% |
+1
| New | +$4 |
2026 Q3
0 quarters
|
|
3824
Ispire Technology
ISPR
$98.8M
| $1 | ﹤0.01% |
+1
| New | +$1 |
2026 Q3
0 quarters
|
|
3825
Lineage Cell Therapeutics
LCTX
$263M
| $1 | ﹤0.01% |
+1
| New | +$1 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.