Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3501
Klaviyo
KVYO
$5.97B
| $204 | ﹤0.01% |
+13
| New | +$228 |
2026 Q3
0 quarters
|
|
3502
Turtle Beach Corp
TBCH
$303M
| $204 | ﹤0.01% |
+16
| New | +$203 |
2026 Q3
0 quarters
|
|
3503
Public Policy Holding Co
PPHC
$333M
| $204 | ﹤0.01% |
+20
| New | +$208 |
2026 Q3
0 quarters
|
|
3504
Infleqtion Inc
INFQ
$2.11B
| $202 | ﹤0.01% |
+15
| New | +$181 |
2026 Q3
0 quarters
|
|
3505
inTEST
INTT
$187M
| $201 | ﹤0.01% |
+17
| New | +$217 |
2026 Q3
0 quarters
|
|
3506
Banco Santander Chile
BSAC
$15.3B
| $200 | ﹤0.01% |
+6
| New | +$207 |
2026 Q3
0 quarters
|
|
3507
Octave Specialty Group
OSG
$232M
| $199 | ﹤0.01% |
+48
| New | +$246 |
2026 Q3
0 quarters
|
|
3508
Reservoir Media
RSVR
$679M
| $199 | ﹤0.01% |
+21
| New | +$208 |
2026 Q3
0 quarters
|
|
3509
Jack in the Box
JACK
$278M
| $198 | ﹤0.01% |
+15
| New | +$234 |
2026 Q3
0 quarters
|
|
3510
Phathom Pharmaceuticals
PHAT
$498M
| $197 | ﹤0.01% |
+27
| New | +$255 |
2026 Q3
0 quarters
|
|
3511
CPI Card Group
PMTS
$296M
| $196 | ﹤0.01% |
+8
| New | +$194 |
2026 Q3
0 quarters
|
|
3512
LSB Industries
LXU
$809M
| $195 | ﹤0.01% |
+20
| New | +$215 |
2026 Q3
0 quarters
|
|
3513
Velocity Financial
VEL
$647M
| $195 | ﹤0.01% |
+13
| New | +$227 |
2026 Q3
0 quarters
|
|
3514
Designer Brands
DBI
$341M
| $194 | ﹤0.01% |
+32
| New | +$188 |
2026 Q3
0 quarters
|
|
3515
Duos Technologies
DUOT
$173M
| $194 | ﹤0.01% |
+22
| New | +$199 |
2026 Q3
0 quarters
|
|
3516
Empire State Realty Trust
ESRT
$879M
| $193 | ﹤0.01% |
+48
| New | +$232 |
2026 Q3
0 quarters
|
|
3517
Gladstone Capital
GLAD
$444M
| $193 | ﹤0.01% |
+10
| New | +$195 |
2026 Q3
0 quarters
|
|
3518
Virginia National Bankshares
VABK
$292M
| $191 | ﹤0.01% |
+4
| New | +$186 |
2026 Q3
0 quarters
|
|
3519
Acme United Corp
ACU
$268M
| $190 | ﹤0.01% |
+3
| New | +$172 |
2026 Q3
0 quarters
|
|
3520
Hawthorn Bancshares
HWBK
$288M
| $190 | ﹤0.01% |
+5
| New | +$195 |
2026 Q3
0 quarters
|
|
3521
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.61B
| $190 | ﹤0.01% |
+1
| New | +$192 |
2026 Q3
0 quarters
|
|
3522
Chicago Atlantic Real Estate Finance
REFI
$229M
| $190 | ﹤0.01% |
+19
| New | +$200 |
2026 Q3
0 quarters
|
|
3523
MasterBrand
MBC
$1.35B
| $189 | ﹤0.01% |
+27
| New | +$227 |
2026 Q3
0 quarters
|
|
3524
Shoulder Innovations Inc
SI
$448M
| $189 | ﹤0.01% |
+10
| New | +$205 |
2026 Q3
0 quarters
|
|
3525
Franklin Covey
FC
$171M
| $188 | ﹤0.01% |
+11
| New | +$219 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.