Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3401
Taylor Devices
TAYD
$188M
| $305 | ﹤0.01% |
+5
| New | +$287 |
2026 Q3
0 quarters
|
|
3402
DELISTED
Nathan's Famous
NATH
| $304 | ﹤0.01% |
+3
| New | +$296 |
2026 Q3
0 quarters
|
|
3403
CapsoVision Inc
CV
$321M
| $304 | ﹤0.01% |
+47
| New | +$302 |
2026 Q3
0 quarters
|
|
3404
Anteris Technologies
AVR
$528M
| $303 | ﹤0.01% |
+39
| New | +$338 |
2026 Q3
0 quarters
|
|
3405
Jakks Pacific
JAKK
$414M
| $302 | ﹤0.01% |
+12
| New | +$296 |
2026 Q3
0 quarters
|
|
3406
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$2.04B
| $302 | ﹤0.01% |
+6
| New | +$301 |
2026 Q3
0 quarters
|
|
3407
BK Technologies
BKTI
$232M
| $298 | ﹤0.01% |
+4
| New | +$309 |
2026 Q3
0 quarters
|
|
3408
Hims & Hers Health
HIMS
$4.62B
| $298 | ﹤0.01% |
+10
| New | +$307 |
2026 Q3
0 quarters
|
|
3409
MasterCraft Boat Holdings
MCFT
$529M
| $297 | ﹤0.01% |
+15
| New | +$350 |
2026 Q3
0 quarters
|
|
3410
Sagimet Biosciences
SGMT
$725M
| $296 | ﹤0.01% |
+30
| New | +$276 |
2026 Q3
0 quarters
|
|
3411
Exzeo Group
XZO
$1.43B
| $289 | ﹤0.01% |
+20
| New | +$326 |
2026 Q3
0 quarters
|
|
3412
SOLV Energy Inc
MWH
$5.63B
| $288 | ﹤0.01% |
+12
| New | +$332 |
2026 Q3
0 quarters
|
|
3413
Rhythm Pharmaceuticals
RYTM
$7.97B
| $286 | ﹤0.01% |
+3
| New | +$320 |
2026 Q3
0 quarters
|
|
3414
ALPS Active REIT ETF
REIT
$57.4M
| $284 | ﹤0.01% |
+10
| New | +$304 |
2026 Q3
0 quarters
|
|
3415
First Trust Securitized Plus ETF
DEED
$50.2M
| $282 | ﹤0.01% |
+14
| New | +$295 |
2026 Q3
0 quarters
|
|
3416
Worthington Steel
WS
$1.95B
| $282 | ﹤0.01% |
+8
| New | +$281 |
2026 Q3
0 quarters
|
|
3417
ARKO Petroleum
APC
$695M
| $282 | ﹤0.01% |
+19
| New | +$360 |
2026 Q3
0 quarters
|
|
3418
Eledon Pharmaceuticals
ELDN
$172M
| $281 | ﹤0.01% |
+111
| New | +$373 |
2026 Q3
0 quarters
|
|
3419
KVH Industries
KVHI
$134M
| $281 | ﹤0.01% |
+40
| New | +$324 |
2026 Q3
0 quarters
|
|
3420
Alumis Inc
ALMS
$725M
| $281 | ﹤0.01% |
+38
| New | +$787 |
2026 Q3
0 quarters
|
|
3421
Smartbird Inc
BIRD
$16.9M
| $279 | ﹤0.01% |
+107
| New | +$279 |
2026 Q3
0 quarters
|
|
3422
Global Water Resources
GWRS
$203M
| $278 | ﹤0.01% |
+35
| New | +$281 |
2026 Q3
0 quarters
|
|
3423
Park-Ohio Holdings
PKOH
$658M
| $277 | ﹤0.01% |
+6
| New | +$260 |
2026 Q3
0 quarters
|
|
3424
Palvella Therapeutics
PVLA
$2.23B
| $276 | ﹤0.01% |
+2
| New | +$297 |
2026 Q3
0 quarters
|
|
3425
Silvercrest Asset Management
SAMG
$87.8M
| $275 | ﹤0.01% |
+26
| New | +$263 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.