Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3376
Avidia Bancorp
AVBC
$400M
| $324 | ﹤0.01% |
+15
| New | +$323 |
2026 Q3
0 quarters
|
|
3377
Vera Therapeutics
VERA
$2.03B
| $323 | ﹤0.01% |
+10
| New | +$350 |
2026 Q3
0 quarters
|
|
3378
Monte Rosa Therapeutics
GLUE
$801M
| $322 | ﹤0.01% |
+27
| New | +$463 |
2026 Q3
0 quarters
|
|
3379
Starling Oncology
STLN
$357M
| $322 | ﹤0.01% |
+51
| New | +$305 |
2026 Q3
0 quarters
|
|
3380
Grab
GRAB
$13.1B
| $320 | ﹤0.01% |
+103
| New | +$356 |
2026 Q3
0 quarters
|
|
3381
Syndax Pharmaceuticals
SNDX
$851M
| $320 | ﹤0.01% |
+17
| New | +$343 |
2026 Q3
0 quarters
|
|
3382
Hudson Technologies
HDSN
$185M
| $319 | ﹤0.01% |
+62
| New | +$353 |
2026 Q3
0 quarters
|
|
3383
Richardson Electronics
RELL
$270M
| $319 | ﹤0.01% |
+18
| New | +$322 |
2026 Q3
0 quarters
|
|
3384
Inseego
INSG
$74.5M
| $318 | ﹤0.01% |
+87
| New | +$494 |
2026 Q3
0 quarters
|
|
3385
Li Auto
LI
$11.4B
| $318 | ﹤0.01% |
+28
| New | +$344 |
2026 Q3
0 quarters
|
|
3386
Relmada Therapeutics
RLMD
$449M
| $317 | ﹤0.01% |
+84
| New | +$412 |
2026 Q3
0 quarters
|
|
3387
Skyward Specialty Insurance
SKWD
$2.8B
| $317 | ﹤0.01% |
+6
| New | +$351 |
2026 Q3
0 quarters
|
|
3388
Winnebago Industries
WGO
$882M
| $316 | ﹤0.01% |
+12
| New | +$361 |
2026 Q3
0 quarters
|
|
3389
Aimco
AIV
$212M
| $315 | ﹤0.01% |
+159
| New | +$407 |
2026 Q3
0 quarters
|
|
3390
Once Upon a Farm PBC
OFRM
$405M
| $315 | ﹤0.01% |
+20
| New | +$343 |
2026 Q3
0 quarters
|
|
3391
Chiron Real Estate Inc
XRN
$355M
| $313 | ﹤0.01% |
+9
| New | +$329 |
2026 Q3
0 quarters
|
|
3392
LG Display
LPL
$2.54B
| $313 | ﹤0.01% |
+106
| New | +$346 |
2026 Q3
0 quarters
|
|
3393
Avalyn Pharma
AVLN
$1.34B
| $313 | ﹤0.01% |
+11
| New | +$355 |
2026 Q3
0 quarters
|
|
3394
Alector
ALEC
$378M
| $311 | ﹤0.01% |
+168
| New | +$324 |
2026 Q3
0 quarters
|
|
3395
Camtek
CAMT
$4.75B
| $311 | ﹤0.01% |
+2
| New | +$294 |
2026 Q3
0 quarters
|
|
3396
Immuneering
IMRX
$240M
| $311 | ﹤0.01% |
+76
| New | +$359 |
2026 Q3
0 quarters
|
|
3397
AXT Inc
AXTI
$2.74B
| $310 | ﹤0.01% |
+4
| New | +$258 |
2026 Q3
0 quarters
|
|
3398
Green Dot
GDOT
$659M
| $308 | ﹤0.01% |
+25
| New | +$331 |
2026 Q3
0 quarters
|
|
3399
Cullinan Oncology
CGEM
$667M
| $307 | ﹤0.01% |
+20
| New | +$383 |
2026 Q3
0 quarters
|
|
3400
Prime Medicine
PRME
$774M
| $306 | ﹤0.01% |
+100
| New | +$332 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.