Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3326
Erasca
ERAS
$5.5B
| $381 | ﹤0.01% |
+26
| New | +$455 |
2026 Q3
0 quarters
|
|
3327
Cars.com
CARS
$662M
| $380 | ﹤0.01% |
+37
| New | +$431 |
2026 Q3
0 quarters
|
|
3328
Fidelity D&D Bancorp
FDBC
$391M
| $380 | ﹤0.01% |
+7
| New | +$375 |
2026 Q3
0 quarters
|
|
3329
Titan International
TWI
$329M
| $380 | ﹤0.01% |
+56
| New | +$409 |
2026 Q3
0 quarters
|
|
3330
Unicycive Therapeutics
UNCY
$98.9M
| $380 | ﹤0.01% |
+81
| New | +$420 |
2026 Q3
0 quarters
|
|
3331
Crescent Biopharma
CBIO
$591M
| $379 | ﹤0.01% |
+26
| New | +$436 |
2026 Q3
0 quarters
|
|
3332
OrthoPediatrics
KIDS
$845M
| $379 | ﹤0.01% |
+17
| New | +$375 |
2026 Q3
0 quarters
|
|
3333
FuelCell Energy
FCEL
$774M
| $378 | ﹤0.01% |
+23
| New | +$452 |
2026 Q3
0 quarters
|
|
3334
Tectonic Therapeutic
TECX
$413M
| $373 | ﹤0.01% |
+16
| New | +$501 |
2026 Q3
0 quarters
|
|
3335
Richmond Mutual Bancorp
RMBI
$256M
| $372 | ﹤0.01% |
+25
| New | +$390 |
2026 Q3
0 quarters
|
|
3336
Abacus Global Management
ABX
$861M
| $371 | ﹤0.01% |
+46
| New | +$451 |
2026 Q3
0 quarters
|
|
3337
Collegium Pharmaceutical
COLL
$787M
| $371 | ﹤0.01% |
+17
| New | +$496 |
2026 Q3
0 quarters
|
|
3338
Satellogic
SATL
$509M
| $371 | ﹤0.01% |
+67
| New | +$327 |
2026 Q3
0 quarters
|
|
3339
Yelp
YELP
$1.11B
| $370 | ﹤0.01% |
+20
| New | +$470 |
2026 Q3
0 quarters
|
|
3340
ZTO Express
ZTO
$15.2B
| $369 | ﹤0.01% |
+19
| New | +$423 |
2026 Q3
0 quarters
|
|
3341
Subversive Congressional Democrats Trading ETF
NANC
$277M
| $368 | ﹤0.01% |
+7
| New | +$358 |
2026 Q3
0 quarters
|
|
3342
Twin Disc
TWIN
$351M
| $367 | ﹤0.01% |
+14
| New | +$332 |
2026 Q3
0 quarters
|
|
3343
QuickLogic
QUIK
$176M
| $364 | ﹤0.01% |
+32
| New | +$400 |
2026 Q3
0 quarters
|
|
3344
Village Farms International
VFF
$296M
| $364 | ﹤0.01% |
+125
| New | +$308 |
2026 Q3
0 quarters
|
|
3345
Douglas Elliman
DOUG
$150M
| $363 | ﹤0.01% |
+239
| New | +$430 |
2026 Q3
0 quarters
|
|
3346
Lifeway Foods
LWAY
$328M
| $360 | ﹤0.01% |
+17
| New | +$466 |
2026 Q3
0 quarters
|
|
3347
Citizens Community Bancorp
CZWI
$228M
| $359 | ﹤0.01% |
+17
| New | +$372 |
2026 Q3
0 quarters
|
|
3348
Ponce Financial Group
PDLB
$537M
| $359 | ﹤0.01% |
+18
| New | +$365 |
2026 Q3
0 quarters
|
|
3349
Rocky Brands
RCKY
$392M
| $358 | ﹤0.01% |
+8
| New | +$355 |
2026 Q3
0 quarters
|
|
3350
Alto Ingredients
ALTO
$284M
| $354 | ﹤0.01% |
+96
| New | +$433 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.