Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
3476
Sight Sciences
SGHT
$602M
| $225 | ﹤0.01% |
+24
| New | +$171 |
2026 Q3
0 quarters
|
|
3477
Smart Sand
SND
$208M
| $225 | ﹤0.01% |
+44
| New | +$215 |
2026 Q3
0 quarters
|
|
3478
Surrozen
SRZN
$553M
| $225 | ﹤0.01% |
+7
| New | +$158 |
2026 Q3
0 quarters
|
|
3479
Santander
BSBR
$37.8B
| $223 | ﹤0.01% |
+40
| New | +$225 |
2026 Q3
0 quarters
|
|
3480
Crexendo
CXDO
$164M
| $223 | ﹤0.01% |
+38
| New | +$252 |
2026 Q3
0 quarters
|
|
3481
Costamare
CMRE
$1.62B
| $220 | ﹤0.01% |
+15
| New | +$226 |
2026 Q3
0 quarters
|
|
3482
UP Fintech Holding
TIGR
$745M
| $220 | ﹤0.01% |
+48
| New | +$231 |
2026 Q3
0 quarters
|
|
3483
Sprinklr
CXM
$1.58B
| $218 | ﹤0.01% |
+44
| New | +$271 |
2026 Q3
0 quarters
|
|
3484
Shift4
FOUR
$3.36B
| $217 | ﹤0.01% |
+6
| New | +$277 |
2026 Q3
0 quarters
|
|
3485
Invivyd
IVVD
$172M
| $216 | ﹤0.01% |
+248
| New | +$196 |
2026 Q3
0 quarters
|
|
3486
Lands' End
LE
$267M
| $216 | ﹤0.01% |
+21
| New | +$243 |
2026 Q3
0 quarters
|
|
3487
Medallion Financial
MFIN
$213M
| $214 | ﹤0.01% |
+18
| New | +$199 |
2026 Q3
0 quarters
|
|
3488
RGC Resources
RGCO
$234M
| $213 | ﹤0.01% |
+10
| New | +$223 |
2026 Q3
0 quarters
|
|
3489
InnovAge Holding
INNV
$1.29B
| $211 | ﹤0.01% |
+24
| New | +$262 |
2026 Q3
0 quarters
|
|
3490
Energous
WATT
$42.8M
| $211 | ﹤0.01% |
+16
| New | +$231 |
2026 Q3
0 quarters
|
|
3491
OP Bancorp
OPBK
$224M
| $210 | ﹤0.01% |
+14
| New | +$214 |
2026 Q3
0 quarters
|
|
3492
VanEck Digital Transformation ETF
DAPP
$204M
| $209 | ﹤0.01% |
+11
| New | +$208 |
2026 Q3
0 quarters
|
|
3493
Himalaya Shipping
HSHP
$753M
| $208 | ﹤0.01% |
+12
| New | +$197 |
2026 Q3
0 quarters
|
|
3494
US Gold Corp
USAU
$176M
| $208 | ﹤0.01% |
+14
| New | +$211 |
2026 Q3
0 quarters
|
|
3495
Direxion Daily TSLA Bull 2X ETF
TSLL
$3.35B
| $207 | ﹤0.01% |
+23
| New | +$223 |
2026 Q3
0 quarters
|
|
3496
First Northern Community Bancorp
FNRN
$282M
| $207 | ﹤0.01% |
+12
| New | +$211 |
2026 Q3
0 quarters
|
|
3497
Strawberry Fields REIT
STRW
$174M
| $206 | ﹤0.01% |
+16
| New | +$221 |
2026 Q3
0 quarters
|
|
3498
MacroGenics
MGNX
$140M
| $205 | ﹤0.01% |
+53
| New | +$219 |
2026 Q3
0 quarters
|
|
3499
Grupo Aeroportuario del Pacifico
PAC
$14.1B
| $205 | ﹤0.01% |
+1
| New | +$216 |
2026 Q3
0 quarters
|
|
3500
NuScale Power
SMR
$1.91B
| $205 | ﹤0.01% |
+26
| New | +$234 |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.