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Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+1.19%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$104M
AUM Growth
-$3.62M
Cap. Flow
-$3.91M
Cap. Flow %
-3.75%
Top 10 Hldgs %
69.72%
Holding
57
New
15
Increased
8
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
PARAA
Paramount Global Class A
PARAA
+$5.06M
2
FBP icon
First Bancorp
FBP
+$3.69M
3
WBD icon
Warner Bros
WBD
+$3.24M
4
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$2.57M
5
JOB icon
GEE Group
JOB
+$1.86M

Top Sells

Rank Stock Value
1
GDP
Goodrich Petroleum Corporation Common Stock
GDP
+$16.2M
2
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$3.76M
3
PARA
Paramount Global Class B
PARA
+$3.27M
4
EXE
Expand Energy Corp
EXE
+$2.34M
5
NSSC icon
Napco Security Technologies
NSSC
+$956K

Sector Composition

Rank Sector Weight
1 Financials 63.96%
2 Communication Services 10.7%
3 Industrials 5.4%
4 Materials 5.23%
5 Healthcare 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMC icon
51
Hycroft Mining Holding Corp
HYMC
$1.79B
– –
-13,111
Closed -$195K
JNUG icon
52
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$348M
– –
-15,000
Closed -$793K
NIC icon
53
Nicolet Bankshares
NIC
$3.6B
– –
-8,462
Closed -$628K
SVM
54
Silvercorp Metals
SVM
$2.02B
– –
-100,000
Closed -$381K
EXE
55
Expand Energy Corp
EXE
$22.1B
– –
-38,000
Closed -$2.34M
DISCK
56
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-155,000
Closed -$3.76M
GDP
57
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
– –
-683,634
Closed -$16.2M
1 2
3

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UAML
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RLH
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B
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Raffles Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Raffles Associates held 57 positions worth $104M, down 3.4% from $108M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Raffles Associates withdrew a net $3.91M in Q4 2021, closing 8 positions and reducing 4 holdings. Its most notable exit was Goodrich Petroleum Corporation Common Stock, an estimated $16.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 55% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Raffles Associates opened a new position in First Bancorp worth $3.69M.

  • Raffles Associates's largest Q4 2021 buy was First Bancorp: 267,874 shares worth $3.69M.
  • Raffles Associates added most to Paramount Global Class A in Q4 2021, an estimated $5.06M increase.
  • Raffles Associates's biggest Q4 2021 reduction was Paramount Global Class B, cutting an estimated $3.27M.
  • Raffles Associates fully exited Goodrich Petroleum Corporation Common Stock in Q4 2021, selling an estimated $16.2M.
  • Raffles Associates's ten largest holdings make up 70% of its $104M portfolio in Q4 2021.
  • Raffles Associates opened 15 new positions and closed 8 in Q4 2021.
  • Raffles Associates's portfolio value fell 3.4% quarter-over-quarter to $104M.

Based on Raffles Associates's 13F filing for Q4 2021, filed 15 Feb 2022.