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RA
Raffles Associates Portfolio holdings
AUM
$115M
1-Year Est. Return
35.69%
This Fund
S&P 500
This Quarter
Est. Return
+4.8%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$104M
AUM Growth
-$946K
(-0.9%)
Cap. Flow
-$5.38M
Cap. Flow
% of AUM
-5.18%
Top 10 Holdings %
Top 10 Hldgs %
64.83%
Holding
63
New
10
Increased
5
Reduced
8
Closed
13
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FedEx
FDX
|
+$5.39M |
| 2 |
Amplify Alternative Harvest ETF
MJ
|
+$3.12M |
| 3 |
B
Barrick Mining
B
|
+$1.72M |
| 4 |
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
|
+$1.14M |
| 5 |
PE
PARSLEY ENERGY INC
PE
|
+$825K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
|
+$7.67M |
| 2 |
Popular Inc
BPOP
|
+$2.6M |
| 3 |
ROAN
Roan Resources, Inc.
ROAN
|
+$2.52M |
| 4 |
Columbia Financial
CLBK
|
+$1.72M |
| 5 |
Liberty Broadband Class C
LBRDK
|
+$936K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 42.68% |
| 2 | Industrials | 16.95% |
| 3 | Energy | 13.32% |
| 4 | Materials | 7.76% |
| 5 | Healthcare | 5.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Amalgamated Financial
AMAL
$1.47B
| – | – |
-26,000
| Closed | -$417K |
|
|
BBT
52
Beacon Financial Corp
BBT
$2.5B
| – | – |
-25,000
| Closed | -$732K |
|
|
53
Columbia Financial
CLBK
$1.14B
| – | – |
-108,900
| Closed | -$1.72M |
|
54
Liberty Broadband Class A
LBRDA
$4.89B
| – | – |
-2,669
| Closed | -$279K |
|
|
55
Liberty Broadband Class C
LBRDK
$4.89B
| – | – |
-8,939
| Closed | -$936K |
|
|
NGD
56
DELISTED
New Gold Inc
NGD
| – | – |
-350,000
| Closed | -$354K |
|
57
Bank of N.T. Butterfield & Son
NTB
$2.41B
| – | – |
-10,000
| Closed | -$296K |
|
|
SAND
58
DELISTED
Sandstorm Gold
SAND
| – | – |
-45,000
| Closed | -$254K |
|
|
SVM
59
Silvercorp Metals
SVM
$2.02B
| – | – |
-125,000
| Closed | -$486K |
|
|
60
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
| – | – |
-315,000
| Closed | -$7.67M |
|
|
ROAN
61
DELISTED
Roan Resources, Inc.
ROAN
| – | – |
-2,046,870
| Closed | -$2.52M |
|
|
NVTR
62
DELISTED
Nuvectra Corporation Common Stock
NVTR
| – | – |
-328,675
| Closed | -$447K |
|
|
WCFB
63
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
| – | – |
-71,698
| Closed | -$594K |
|
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Raffles Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Raffles Associates held 63 positions worth $104M, down 0.9% from $105M the previous quarter. Its ten largest holdings account for 65% of the portfolio.
Raffles Associates withdrew a net $5.38M in Q4 2019, closing 13 positions and reducing 8 holdings. Its most notable exit was ProShares Trust UltraShort Lehman 20+ Year Treasury, an estimated $7.67M position sold in full.
By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 45% a quarter earlier, followed by Industrials and Energy.
Against the trend, Raffles Associates opened a new position in FedEx worth $5.29M.
- Raffles Associates's largest Q4 2019 buy was FedEx: 35,000 shares worth $5.29M.
- Raffles Associates added most to Synacor, Inc. in Q4 2019, an estimated $577K increase.
- Raffles Associates's biggest Q4 2019 reduction was Popular Inc, cutting an estimated $2.6M.
- Raffles Associates fully exited ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2019, selling an estimated $7.67M.
- Raffles Associates's ten largest holdings make up 65% of its $104M portfolio in Q4 2019.
- Raffles Associates opened 10 new positions and closed 13 in Q4 2019.
- Raffles Associates's portfolio value fell 0.9% quarter-over-quarter to $104M.
Based on Raffles Associates's 13F filing for Q4 2019, filed 14 Feb 2020.