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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-3.64%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$105M
AUM Growth
+$7.52M
Cap. Flow
+$12.2M
Cap. Flow %
11.58%
Top 10 Hldgs %
66.11%
Holding
60
New
8
Increased
8
Reduced
11
Closed
7

Top Buys

Rank Stock Value
1
VMD icon
Viemed Healthcare
VMD
+$6.04M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$4.74M
3
HONE
HarborOne Bancorp
HONE
+$3.19M
4
CTRA
Coterra Energy
CTRA
+$2.21M
5
BBT
Beacon Financial Corp
BBT
+$761K

Top Sells

Rank Stock Value
1
FLY
Fly Leasing Limited
FLY
+$1.63M
2
DELL icon
Dell
DELL
+$1.07M
3
AGI icon
Alamos Gold
AGI
+$908K
4
AR icon
Antero Resources
AR
+$830K
5
OVV icon
Ovintiv
OVV
+$513K

Sector Composition

Rank Sector Weight
1 Financials 44.87%
2 Energy 14.31%
3 Industrials 11.44%
4 Miscellaneous 7.31%
5 Communication Services 6.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBCP icon
51
United Bancorp
UBCP
$90.2M
$167K 0.16%
15,000
– –
RAND icon
52
Rand Capital
RAND
$31.3M
$100K 0.1%
4,444
-1,667
-27% -$39.1K
CHAP
53
DELISTED
Chaparral Energy, Inc.
CHAP
$52K 0.05%
39,178
-10,000
-20% -$27.6K
AGI icon
54
Alamos Gold
AGI
$14.9B
– –
-150,000
Closed -$908K
AR icon
55
Antero Resources
AR
$11.8B
– –
-150,000
Closed -$830K
DELL icon
56
Dell
DELL
$340B
– –
-41,399
Closed -$1.07M
OVV icon
57
Ovintiv
OVV
$17.6B
– –
-20,000
Closed -$513K
SELF
58
Global Self Storage
SELF
$58.4M
– –
-67,294
Closed -$253K
RIVE
59
DELISTED
Riverview Financial Corporation Common Stock
RIVE
– –
-47,204
Closed -$496K
SRCI
60
DELISTED
SRC Energy Inc
SRCI
– –
-100,000
Closed -$496K
1 2
3

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Raffles Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Raffles Associates held 60 positions worth $105M, up 7.7% from $97.4M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Raffles Associates deployed $12.2M of net new capital in Q3 2019, opening 8 new positions and adding to 8 existing holdings. Its largest new stake was Viemed Healthcare: 906,100 shares worth $6.25M.

By sector, the portfolio is most concentrated in Financials at 45% of assets, up from 44% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was Fly Leasing Limited, an estimated $1.63M trimmed.

  • Raffles Associates's largest Q3 2019 buy was Viemed Healthcare: 906,100 shares worth $6.25M.
  • Raffles Associates added most to ProShares Trust UltraShort Lehman 20+ Year Treasury in Q3 2019, an estimated $4.74M increase.
  • Raffles Associates's biggest Q3 2019 reduction was Fly Leasing Limited, cutting an estimated $1.63M.
  • Raffles Associates fully exited Dell in Q3 2019, selling an estimated $1.07M.
  • Raffles Associates's ten largest holdings make up 66% of its $105M portfolio in Q3 2019.
  • Raffles Associates opened 8 new positions and closed 7 in Q3 2019.
  • Raffles Associates's portfolio value rose 7.7% quarter-over-quarter to $105M.

Based on Raffles Associates's 13F filing for Q3 2019, filed 14 Nov 2019.