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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$109M
AUM Growth
+$2.62M
Cap. Flow
+$3.01M
Cap. Flow %
2.75%
Top 10 Hldgs %
65.08%
Holding
52
New
3
Increased
9
Reduced
8
Closed
9

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$7.16M
2
GDP
Goodrich Petroleum Corporation Common Stock
GDP
+$4.37M
3
IIIN icon
Insteel Industries
IIIN
+$2.7M
4
WCFB
WCF Bancorp, Inc. Common Stock
WCFB
+$793K
5
CNX icon
CNX Resources
CNX
+$693K

Top Sells

Rank Stock Value
1
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$4.88M
2
AIG icon
American International
AIG
+$2.08M
3
WBKC
Wolverine Bancorp, Inc.
WBKC
+$1.6M
4
DAR icon
Darling Ingredients
DAR
+$1.13M
5
BPOP icon
Popular Inc
BPOP
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 42.53%
2 Industrials 14.49%
3 Energy 13.47%
4 Materials 9.46%
5 Consumer Discretionary 5.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBKC
51
DELISTED
Wolverine Bancorp, Inc.
WBKC
– –
-39,886
Closed -$1.6M
DDC
52
DELISTED
Dominion Diamond Corporation
DDC
– –
-50,000
Closed -$628K
1 2
3

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Raffles Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Raffles Associates held 52 positions worth $109M, up 2.5% from $107M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Raffles Associates's Q3 2017 filing shows 3 new, 9 increased, 8 reduced and 9 closed positions. Its largest new stake was Insteel Industries: 100,000 shares worth $2.61M. The largest sale was Direxion Daily 20+ Year Treasury Bear 3X ETF, an estimated $4.88M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, up from 40% a quarter earlier, followed by Industrials and Energy.

  • Raffles Associates's largest Q3 2017 buy was Insteel Industries: 100,000 shares worth $2.61M.
  • Raffles Associates added most to Wells Fargo in Q3 2017, an estimated $7.16M increase.
  • Raffles Associates's biggest Q3 2017 reduction was Popular Inc, cutting an estimated $1.01M.
  • Raffles Associates fully exited Direxion Daily 20+ Year Treasury Bear 3X ETF in Q3 2017, selling an estimated $4.88M.
  • Raffles Associates's ten largest holdings make up 65% of its $109M portfolio in Q3 2017.
  • Raffles Associates opened 3 new positions and closed 9 in Q3 2017.
  • Raffles Associates's portfolio value rose 2.5% quarter-over-quarter to $109M.

Based on Raffles Associates's 13F filing for Q3 2017, filed 14 Nov 2017.