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RA

Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-8.33%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$113M
AUM Growth
-$11.3M
Cap. Flow
+$1.5M
Cap. Flow %
1.33%
Top 10 Hldgs %
43.55%
Holding
65
New
13
Increased
5
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.89M
2
ONB icon
Old National Bancorp
ONB
+$2.57M
3
BTG icon
B2Gold
BTG
+$1.83M
4
FWONK icon
Liberty Media Series C
FWONK
+$1.71M
5
GST
Gastar Exploration Inc.
GST
+$1.47M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$6.21M
2
ALLY icon
Ally Financial
ALLY
+$2.99M
3
ISBC
Investors Bancorp, Inc.
ISBC
+$2.64M
4
FWONA icon
Liberty Media Series A
FWONA
+$1.61M
5
CHFN
Charter Financial Corp
CHFN
+$537K

Sector Composition

Rank Sector Weight
1 Financials 31.93%
2 Energy 15.39%
3 Miscellaneous 13.67%
4 Materials 13.16%
5 Industrials 12.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
51
Hecla Mining
HL
$12.4B
$496K 0.44%
+200,000
New +$626K
AYR
52
DELISTED
Aircastle Ltd
AYR
$495K 0.44%
30,254
– –
VOLT
53
DELISTED
Volt Information Sciences, Inc.
VOLT
$458K 0.41%
+50,000
New +$464K
NSU
54
DELISTED
Nevsun Resources Ltd.
NSU
$405K 0.36%
100,000
– –
MFNC
55
DELISTED
Mackinac Financial Corporation
MFNC
$339K 0.3%
30,000
– –
TPCO
56
DELISTED
Tribune Publishing Company Common Stock
TPCO
$303K 0.27%
+15,000
New +$303K
RIVR
57
DELISTED
RIVER VALLEY BANCORP
RIVR
$268K 0.24%
+12,500
New +$269K
SOQ
58
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$252K 0.22%
1,804,597
– –
STAA icon
59
STAAR Surgical
STAA
$1.13B
$239K 0.21%
22,500
-27,500
-55% -$327K
AXU
60
DELISTED
Alexco Resource Corp
AXU
$166K 0.15%
251,914
– –
MPVD
61
DELISTED
Mountain Province Diamonds Inc.
MPVD
$140K 0.12%
25,000
-1,226,612
-98% -$6.21M
GROW icon
62
US Global Investors
GROW
$36.3M
$128K 0.11%
+36,118
New +$129K
UBCP icon
63
United Bancorp
UBCP
$88.9M
$121K 0.11%
+15,000
New +$121K
ALLY icon
64
Ally Financial
ALLY
$12.4B
– –
-125,000
Closed -$2.99M
VII
65
DELISTED
Vicon Industries, Inc.
VII
– –
-63,196
Closed -$159K
1 2
3

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Raffles Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Raffles Associates held 65 positions worth $113M, down 9.1% from $124M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Raffles Associates's Q3 2014 filing shows 13 new, 5 increased, 10 reduced and 2 closed positions. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M. The largest sale was Mountain Province Diamonds Inc., an estimated $6.21M.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 32% a quarter earlier, followed by Energy and Miscellaneous.

  • Raffles Associates's largest Q3 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M.
  • Raffles Associates added most to Gastar Exploration Inc. in Q3 2014, an estimated $1.47M increase.
  • Raffles Associates's biggest Q3 2014 reduction was Mountain Province Diamonds Inc., cutting an estimated $6.21M.
  • Raffles Associates fully exited Ally Financial in Q3 2014, selling an estimated $2.99M.
  • Raffles Associates's ten largest holdings make up 44% of its $113M portfolio in Q3 2014.
  • Raffles Associates opened 13 new positions and closed 2 in Q3 2014.
  • Raffles Associates's portfolio value fell 9.1% quarter-over-quarter to $113M.

Based on Raffles Associates's 13F filing for Q3 2014, filed 17 Nov 2014.