RA

Raffles Associates Portfolio holdings

AUM $96M
This Quarter Return
+15.75%
1 Year Return
+11.47%
3 Year Return
+12.59%
5 Year Return
+76.63%
10 Year Return
+85.31%
AUM
$98.3M
AUM Growth
+$98.3M
Cap. Flow
+$2.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
70.92%
Holding
46
New
10
Increased
3
Reduced
7
Closed
7

Top Buys

1
PARA
Paramount Global Class B
PARA
$4.74M
2
EXE
Expand Energy Corporation Common Stock
EXE
$3.32M
3
WMPN
William Penn Bancorporation Common Stock
WMPN
$3.07M
4
AFBI icon
Affinity Bancshares
AFBI
$3.07M
5
BIDU icon
Baidu
BIDU
$2.18M

Top Sells

1
BAC icon
Bank of America
BAC
$6.06M
2
KBE icon
SPDR S&P Bank ETF
KBE
$4.18M
3
GDX icon
VanEck Gold Miners ETF
GDX
$1.8M
4
STND
Standard AVB Financial Corp. Common Stock
STND
$1.52M
5
SYNC
Synacor, Inc.
SYNC
$976K

Sector Composition

1 Financials 64.58%
2 Energy 10.85%
3 Communication Services 10.27%
4 Healthcare 3.75%
5 Materials 3.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LILA icon
26
Liberty Latin America Class A
LILA
$1.57B
$642K 0.65%
50,000
– –
AMBC icon
27
Ambac
AMBC
$422M
$586K 0.6%
34,993
– –
NWFL icon
28
Norwood Financial Corp
NWFL
$247M
$581K 0.59%
21,844
+1,844
+9% +$49K
FSEA icon
29
First Seacoast Bancorp
FSEA
$53.7M
$579K 0.59%
58,142
– –
HYMC icon
30
Hycroft Mining Holding Corp
HYMC
$197M
$525K 0.53%
150,000
-150,000
-50% -$525K
SVM
31
Silvercorp Metals
SVM
$1.11B
$491K 0.5%
100,000
– –
EVTC icon
32
Evertec
EVTC
$2.22B
$372K 0.38%
10,000
– –
ASMB icon
33
Assembly Biosciences
ASMB
$183M
$230K 0.23%
+50,000
New +$230K
LSXMK
34
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$222K 0.23%
5,042
– –
UBCP icon
35
United Bancorp
UBCP
$82.8M
$215K 0.22%
15,000
– –
LCTX icon
36
Lineage Cell Therapeutics
LCTX
$279M
$102K 0.1%
+43,590
New +$102K
UVXY icon
37
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$701M
$85K 0.09%
+15,000
New +$85K
AWX icon
38
Avalon Holdings
AWX
$9.55M
$84K 0.09%
22,941
– –
MIND icon
39
MIND Technology
MIND
$76.6M
$36K 0.04%
15,812
-146,500
-90% -$334K
BAC icon
40
Bank of America
BAC
$372B
– –
-200,000
Closed -$6.06M
EQT icon
41
EQT Corp
EQT
$32.4B
– –
-15,000
Closed -$191K
GDX icon
42
VanEck Gold Miners ETF
GDX
$19.8B
– –
-50,000
Closed -$1.8M
HONE icon
43
HarborOne Bancorp
HONE
$549M
– –
-41,641
Closed -$452K
KBE icon
44
SPDR S&P Bank ETF
KBE
$1.6B
– –
-100,000
Closed -$4.18M
SONM icon
45
Sonim Technologies
SONM
$10.5M
– –
-300,633
Closed -$218K
AUY
46
DELISTED
Yamana Gold, Inc.
AUY
– –
-100,000
Closed -$571K
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