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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
+15.68%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$98.3M
AUM Growth
+$12.1M
Cap. Flow
+$4.02M
Cap. Flow %
4.09%
Top 10 Hldgs %
70.92%
Holding
46
New
10
Increased
3
Reduced
7
Closed
7

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$6.41M
2
EXE
Expand Energy Corp
EXE
+$3.37M
3
WMPN
William Penn Bancorporation Common Stock
WMPN
+$3.08M
4
AFBI
Affinity Bancshares
AFBI
+$2.83M
5
BIDU icon
Baidu
BIDU
+$2.61M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.06M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$4.18M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$1.8M
4
STND
Standard AVB Financial Corp. Common Stock
STND
+$1.52M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$1.02M

Sector Composition

Rank Sector Weight
1 Financials 64.58%
2 Communication Services 12.4%
3 Energy 10.85%
4 Healthcare 3.75%
5 Materials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LILA icon
26
Liberty Latin America Class A
LILA
$1.74B
$642K 0.65%
73,600
– –
OSG
27
Octave Specialty Group
OSG
$223M
$586K 0.6%
34,993
– –
NWFL icon
28
Norwood Financial Corp
NWFL
$384M
$581K 0.59%
21,844
+1,844
+9% +$48.1K
FSEA icon
29
First Seacoast Bancorp
FSEA
$80.8M
$579K 0.59%
48,595
– –
HYMC icon
30
Hycroft Mining Holding Corp
HYMC
$1.93B
$525K 0.53%
15,000
-15,000
-50% -$1.02M
SVM
31
Silvercorp Metals
SVM
$2.52B
$491K 0.5%
100,000
– –
EVTC icon
32
Evertec
EVTC
$1.69B
$372K 0.38%
10,000
– –
ASMB icon
33
Assembly Biosciences
ASMB
$532M
$230K 0.23%
+4,167
New +$276K
LSXMK
34
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$222K 0.23%
6,509
– –
UBCP icon
35
United Bancorp
UBCP
$88.9M
$215K 0.22%
15,000
– –
LCTX icon
36
Lineage Cell Therapeutics
LCTX
$268M
$102K 0.1%
+43,590
New +$105K
UVXY icon
37
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$303M
$85K 0.09%
+6
New +$140K
AWX icon
38
Avalon Holdings
AWX
$10.1M
$84K 0.09%
22,941
– –
MIND icon
39
MIND Technology
MIND
$36.7M
$36K 0.04%
1,581
-14,650
-90% -$344K
BAC icon
40
Bank of America
BAC
$416B
– –
-200,000
Closed -$6.06M
EQT icon
41
EQT Corp
EQT
$33.2B
– –
-15,000
Closed -$191K
GDX icon
42
VanEck Gold Miners ETF
GDX
$28.3B
– –
-50,000
Closed -$1.8M
HONE
43
DELISTED
HarborOne Bancorp
HONE
– –
-41,641
Closed -$452K
KBE icon
44
State Street SPDR S&P Bank ETF
KBE
$1.56B
– –
-100,000
Closed -$4.18M
SONM icon
45
DNA X Inc
SONM
$4.49M
– –
-167
Closed -$218K
AUY
46
DELISTED
Yamana Gold, Inc.
AUY
– –
-100,000
Closed -$571K
1
2

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PCC
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Raffles Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Raffles Associates held 46 positions worth $98.3M, up 14% from $86.1M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Raffles Associates deployed $4.02M of net new capital in Q1 2021, opening 10 new positions and adding to 3 existing holdings. Its largest new stake was Paramount Global Class B: 105,000 shares worth $4.74M.

By sector, the portfolio is most concentrated in Financials at 65% of assets, up from 64% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Standard AVB Financial Corp. Common Stock, an estimated $1.52M trimmed.

  • Raffles Associates's largest Q1 2021 buy was Paramount Global Class B: 105,000 shares worth $4.74M.
  • Raffles Associates added most to OR Royalties Inc in Q1 2021, an estimated $285K increase.
  • Raffles Associates's biggest Q1 2021 reduction was Standard AVB Financial Corp. Common Stock, cutting an estimated $1.52M.
  • Raffles Associates fully exited Bank of America in Q1 2021, selling an estimated $6.06M.
  • Raffles Associates's ten largest holdings make up 71% of its $98.3M portfolio in Q1 2021.
  • Raffles Associates opened 10 new positions and closed 7 in Q1 2021.
  • Raffles Associates's portfolio value rose 14% quarter-over-quarter to $98.3M.

Based on Raffles Associates's 13F filing for Q1 2021, filed 17 May 2021.