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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$104M
AUM Growth
-$946K
Cap. Flow
-$5.38M
Cap. Flow %
-5.18%
Top 10 Hldgs %
64.83%
Holding
63
New
10
Increased
5
Reduced
8
Closed
13

Top Buys

Rank Stock Value
1
FDX icon
FedEx
FDX
+$5.39M
2
MJ icon
Amplify Alternative Harvest ETF
MJ
+$3.12M
3
B
Barrick Mining
B
+$1.72M
4
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.14M
5
PE
PARSLEY ENERGY INC
PE
+$825K

Top Sells

Rank Stock Value
1
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$7.67M
2
BPOP icon
Popular Inc
BPOP
+$2.6M
3
ROAN
Roan Resources, Inc.
ROAN
+$2.52M
4
CLBK icon
Columbia Financial
CLBK
+$1.72M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$936K

Sector Composition

Rank Sector Weight
1 Financials 42.68%
2 Industrials 16.95%
3 Energy 13.32%
4 Materials 7.76%
5 Healthcare 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX icon
26
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$909K 0.87%
+939
New +$1.14M
ACA icon
27
Arcosa
ACA
$7.11B
$891K 0.86%
20,000
-10,000
-33% -$385K
LSXMA
28
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$864K 0.83%
24,746
– –
MFNC
29
DELISTED
Mackinac Financial Corporation
MFNC
$846K 0.81%
48,474
-5,000
-9% -$79.5K
TWTR
30
DELISTED
Twitter, Inc.
TWTR
$801K 0.77%
+25,000
New +$822K
FBP icon
31
First Bancorp
FBP
$4.41B
$688K 0.66%
65,000
– –
PBIP
32
DELISTED
Prudential Bancorp, Inc.
PBIP
$612K 0.59%
33,040
– –
FSEA icon
33
First Seacoast Bancorp
FSEA
$79.5M
$600K 0.58%
53,197
– –
FSM icon
34
Fortuna Silver Mines
FSM
$2.54B
$571K 0.55%
140,000
– –
HPR
35
DELISTED
HighPoint Resources Corporation
HPR
$558K 0.54%
6,602
-1,000
-13% -$65.1K
VOXX
36
DELISTED
VOXX International Corporation Class A
VOXX
$438K 0.42%
100,000
– –
FWONK icon
37
Liberty Media Series C
FWONK
$25.5B
$411K 0.4%
9,246
– –
CCR
38
DELISTED
CONSOL Coal Resources LP
CCR
$383K 0.37%
40,746
– –
FURY
39
Fury Gold Mines
FURY
$101M
$360K 0.35%
168,750
– –
WMB icon
40
Williams Companies
WMB
$85.8B
$356K 0.34%
+15,000
New +$344K
PVBC
41
DELISTED
Provident Bancorp
PVBC
$311K 0.3%
+25,000
New +$295K
GCBC icon
42
Greene County Bancorp
GCBC
$581M
$301K 0.29%
20,900
– –
OTEL
43
DELISTED
Otelco, Inc. Class A
OTEL
$300K 0.29%
30,000
– –
LONE
44
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$299K 0.29%
114,476
– –
SELF
45
Global Self Storage
SELF
$58.5M
$269K 0.26%
+62,656
New +$274K
OR icon
46
OR Royalties Inc
OR
$5.53B
$243K 0.23%
+25,000
New +$228K
UBCP icon
47
United Bancorp
UBCP
$93.9M
$214K 0.21%
15,000
– –
TURN
48
DELISTED
180 Degree Capital
TURN
$209K 0.2%
32,333
– –
RAND icon
49
Rand Capital
RAND
$30M
$107K 0.1%
4,444
– –
CHAP
50
DELISTED
Chaparral Energy, Inc.
CHAP
$69K 0.07%
39,178
– –
1
2
3

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B
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Raffles Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raffles Associates held 63 positions worth $104M, down 0.9% from $105M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Raffles Associates withdrew a net $5.38M in Q4 2019, closing 13 positions and reducing 8 holdings. Its most notable exit was ProShares Trust UltraShort Lehman 20+ Year Treasury, an estimated $7.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 45% a quarter earlier, followed by Industrials and Energy.

Against the trend, Raffles Associates opened a new position in FedEx worth $5.29M.

  • Raffles Associates's largest Q4 2019 buy was FedEx: 35,000 shares worth $5.29M.
  • Raffles Associates added most to Synacor, Inc. in Q4 2019, an estimated $577K increase.
  • Raffles Associates's biggest Q4 2019 reduction was Popular Inc, cutting an estimated $2.6M.
  • Raffles Associates fully exited ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2019, selling an estimated $7.67M.
  • Raffles Associates's ten largest holdings make up 65% of its $104M portfolio in Q4 2019.
  • Raffles Associates opened 10 new positions and closed 13 in Q4 2019.
  • Raffles Associates's portfolio value fell 0.9% quarter-over-quarter to $104M.

Based on Raffles Associates's 13F filing for Q4 2019, filed 14 Feb 2020.