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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$109M
AUM Growth
+$2.62M
Cap. Flow
+$3.01M
Cap. Flow %
2.75%
Top 10 Hldgs %
65.08%
Holding
52
New
3
Increased
9
Reduced
8
Closed
9

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$7.16M
2
GDP
Goodrich Petroleum Corporation Common Stock
GDP
+$4.37M
3
IIIN icon
Insteel Industries
IIIN
+$2.7M
4
WCFB
WCF Bancorp, Inc. Common Stock
WCFB
+$793K
5
CNX icon
CNX Resources
CNX
+$693K

Top Sells

Rank Stock Value
1
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$4.88M
2
AIG icon
American International
AIG
+$2.08M
3
WBKC
Wolverine Bancorp, Inc.
WBKC
+$1.6M
4
DAR icon
Darling Ingredients
DAR
+$1.13M
5
BPOP icon
Popular Inc
BPOP
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 42.53%
2 Industrials 14.49%
3 Energy 13.47%
4 Materials 9.46%
5 Consumer Discretionary 5.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPM icon
26
Evolution Petroleum
EPM
$133M
$891K 0.82%
123,700
– –
LBRDK
27
DELISTED
Liberty Broadband Class C
LBRDK
$852K 0.78%
8,939
– –
LONE
28
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$804K 0.74%
229,000
+114,000
+99% +$388K
LSXMA
29
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$749K 0.69%
24,746
– –
CCR
30
DELISTED
CONSOL Coal Resources LP
CCR
$742K 0.68%
50,146
-6,615
-12% -$103K
RIC
31
DELISTED
Richmont Mines Inc.
RIC
$701K 0.64%
+75,000
New +$638K
PBIP
32
DELISTED
Prudential Bancorp, Inc.
PBIP
$612K 0.56%
33,040
– –
RRC icon
33
Range Resources
RRC
$9.62B
$489K 0.45%
+25,000
New +$483K
AAV
34
DELISTED
Advantage Oil & Gas Ltd
AAV
$376K 0.34%
59,636
-40,364
-40% -$266K
SELF
35
Global Self Storage
SELF
$58.4M
$373K 0.34%
77,294
– –
FWONK icon
36
Liberty Media Series C
FWONK
$24B
$340K 0.31%
9,246
– –
AWX icon
37
Avalon Holdings
AWX
$10.4M
$331K 0.3%
165,548
– –
RAND icon
38
Rand Capital
RAND
$31.3M
$252K 0.23%
9,444
+1,666
+21% +$42.7K
LBRDA
39
DELISTED
Liberty Broadband Class A
LBRDA
$251K 0.23%
2,669
– –
GST
40
DELISTED
Gastar Exploration Inc.
GST
$250K 0.23%
284,582
-500,000
-64% -$373K
FSM icon
41
Fortuna Silver Mines
FSM
$3.55B
$219K 0.2%
50,000
– –
UBCP icon
42
United Bancorp
UBCP
$90.2M
$180K 0.16%
15,000
– –
TERP
43
DELISTED
TerraForm Power, Inc
TERP
$132K 0.12%
10,000
– –
AIG icon
44
American International
AIG
$39.4B
– –
-33,332
Closed -$2.08M
DAR icon
45
Darling Ingredients
DAR
$10.3B
– –
-71,507
Closed -$1.13M
NTB icon
46
Bank of N.T. Butterfield & Son
NTB
$2.37B
– –
-7,000
Closed -$239K
PARR icon
47
Par Pacific Holdings
PARR
$4.24B
– –
-40,000
Closed -$722K
TMV icon
48
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$209M
– –
-100,000
Closed -$4.88M
TRQ
49
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-20,000
Closed -$530K
WRD
50
DELISTED
WildHorse Resource Development
WRD
– –
-10,000
Closed -$124K
1
2
3

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Raffles Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Raffles Associates held 52 positions worth $109M, up 2.5% from $107M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Raffles Associates's Q3 2017 filing shows 3 new, 9 increased, 8 reduced and 9 closed positions. Its largest new stake was Insteel Industries: 100,000 shares worth $2.61M. The largest sale was Direxion Daily 20+ Year Treasury Bear 3X ETF, an estimated $4.88M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, up from 40% a quarter earlier, followed by Industrials and Energy.

  • Raffles Associates's largest Q3 2017 buy was Insteel Industries: 100,000 shares worth $2.61M.
  • Raffles Associates added most to Wells Fargo in Q3 2017, an estimated $7.16M increase.
  • Raffles Associates's biggest Q3 2017 reduction was Popular Inc, cutting an estimated $1.01M.
  • Raffles Associates fully exited Direxion Daily 20+ Year Treasury Bear 3X ETF in Q3 2017, selling an estimated $4.88M.
  • Raffles Associates's ten largest holdings make up 65% of its $109M portfolio in Q3 2017.
  • Raffles Associates opened 3 new positions and closed 9 in Q3 2017.
  • Raffles Associates's portfolio value rose 2.5% quarter-over-quarter to $109M.

Based on Raffles Associates's 13F filing for Q3 2017, filed 14 Nov 2017.