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Raffles Associates Portfolio holdings

AUM $117M
1-Year Est. Return 22.1%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+22.1%
3 Year Est. Return
+49.97%
5 Year Est. Return
+31.55%
10 Year Est. Return
+123.72%
AUM
$106M
AUM Growth
-$14.2M
Cap. Flow
-$11.9M
Cap. Flow %
-11.18%
Top 10 Hldgs %
59.01%
Holding
55
New
4
Increased
11
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.15M
2
TMF icon
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
+$922K
3
AGI icon
Alamos Gold
AGI
+$795K
4
SDS icon
ProShares UltraShort S&P500
SDS
+$698K
5
NSU
Nevsun Resources Ltd.
NSU
+$651K

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$6.03M
2
PNC icon
PNC Financial Services
PNC
+$4.46M
3
AGN
Allergan plc
AGN
+$1.68M
4
CWAY
Coastway Bancorp, Inc.
CWAY
+$1.68M
5
NRG icon
NRG Energy
NRG
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 45.83%
2 Materials 13.19%
3 Industrials 12.9%
4 Energy 8.8%
5 Miscellaneous 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAV
26
DELISTED
Advantage Oil & Gas Ltd
AAV
$1.16M 1.09%
175,000
– –
CWAY
27
DELISTED
Coastway Bancorp, Inc.
CWAY
$1.1M 1.03%
62,454
-99,546
-61% -$1.68M
DYN
28
DELISTED
Dynegy, Inc.
DYN
$1.1M 1.03%
140,000
+15,000
+12% +$129K
EPM icon
29
Evolution Petroleum
EPM
$133M
$990K 0.93%
123,700
– –
CCR
30
DELISTED
CONSOL Coal Resources LP
CCR
$982K 0.92%
57,941
– –
TMF icon
31
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.04B
$936K 0.88%
+5,000
New +$922K
PLG
32
Platinum Group Metals
PLG
$175M
$864K 0.81%
52,675
-32,500
-38% -$565K
OR icon
33
OR Royalties Inc
OR
$6.66B
$832K 0.78%
75,000
+40,000
+114% +$441K
WCFB
34
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
$789K 0.74%
78,708
-1,833
-2% -$18.1K
LBRDK
35
DELISTED
Liberty Broadband Class C
LBRDK
$772K 0.73%
8,939
– –
PARR icon
36
Par Pacific Holdings
PARR
$4.19B
$742K 0.7%
45,000
– –
LSXMA
37
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$696K 0.65%
24,746
– –
DDC
38
DELISTED
Dominion Diamond Corporation
DDC
$632K 0.59%
50,000
-15,000
-23% -$151K
PBIP
39
DELISTED
Prudential Bancorp, Inc.
PBIP
$590K 0.56%
33,040
– –
LONE
40
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$582K 0.55%
115,000
+15,000
+15% +$95.5K
UVXY icon
41
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$303M
$485K 0.46%
+1
New +$1.15M
NRG icon
42
NRG Energy
NRG
$22.3B
$468K 0.44%
25,000
-100,000
-80% -$1.66M
AWX icon
43
Avalon Holdings
AWX
$10.1M
$394K 0.37%
165,548
– –
SELF
44
Global Self Storage
SELF
$57.8M
$369K 0.35%
77,294
– –
FWONK icon
45
Liberty Media Series C
FWONK
$23.8B
$305K 0.29%
9,246
– –
LBRDA
46
DELISTED
Liberty Broadband Class A
LBRDA
$227K 0.21%
+2,669
New +$219K
NTB icon
47
Bank of N.T. Butterfield & Son
NTB
$2.34B
$223K 0.21%
7,000
– –
WRD
48
DELISTED
WildHorse Resource Development
WRD
$187K 0.18%
+15,000
New +$199K
UBCP icon
49
United Bancorp
UBCP
$88.9M
$184K 0.17%
15,000
– –
RAND icon
50
Rand Capital
RAND
$31.6M
$167K 0.16%
6,111
– –
1
2
3

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Raffles Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Raffles Associates held 55 positions worth $106M, down 12% from $121M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Raffles Associates withdrew a net $11.9M in Q1 2017, closing 4 positions and reducing 12 holdings. Its most notable exit was Mountain Province Diamonds Inc., an estimated $6.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, down from 47% a quarter earlier, followed by Materials and Industrials.

Against the trend, Raffles Associates opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $485K.

  • Raffles Associates's largest Q1 2017 buy was ProShares Ultra VIX Short-Term Futures ETF: 1 share worth $485K.
  • Raffles Associates added most to Alamos Gold in Q1 2017, an estimated $795K increase.
  • Raffles Associates's biggest Q1 2017 reduction was PNC Financial Services, cutting an estimated $4.46M.
  • Raffles Associates fully exited Mountain Province Diamonds Inc. in Q1 2017, selling an estimated $6.03M.
  • Raffles Associates's ten largest holdings make up 59% of its $106M portfolio in Q1 2017.
  • Raffles Associates opened 4 new positions and closed 4 in Q1 2017.
  • Raffles Associates's portfolio value fell 12% quarter-over-quarter to $106M.

Based on Raffles Associates's 13F filing for Q1 2017, filed 15 May 2017.