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Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$145M
AUM Growth
+$46.9M
Cap. Flow
+$38.2M
Cap. Flow %
26.3%
Top 10 Hldgs %
47.75%
Holding
73
New
25
Increased
6
Reduced
8
Closed
8

Top Buys

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$9.21M
2
WFC icon
Wells Fargo
WFC
+$7.46M
3
AIG icon
American International
AIG
+$5.14M
4
STND
STANDARD FINANCIAL CORP COM STK
STND
+$5M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$1.57M

Top Sells

Rank Stock Value
1
CPHR
Cipher Pharmaceuticals Inc.
CPHR
+$2.34M
2
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$1.87M
3
AIG.WS
American International Group, Inc.
AIG.WS
+$1.68M
4
WFC.WS
Wells Fargo & Company Ws
WFC.WS
+$1.58M
5
OSHC
Ocean Shore Holding Co.
OSHC
+$1.22M

Sector Composition

Rank Sector Weight
1 Financials 38.49%
2 Materials 14.19%
3 Industrials 8.97%
4 Energy 5.52%
5 Healthcare 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSSC icon
26
Napco Security Technologies
NSSC
$1.28B
$1.27M 0.88%
354,372
-20,000
-5% -$70.8K
WAYN
27
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.27M 0.88%
94,005
– –
AAV
28
DELISTED
Advantage Oil & Gas Ltd
AAV
$1.23M 0.85%
175,000
– –
LSXMK
29
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.2M 0.82%
+46,946
New +$1.19M
CCR
30
DELISTED
CONSOL Coal Resources LP
CCR
$1.13M 0.78%
72,941
– –
DDC
31
DELISTED
Dominion Diamond Corporation
DDC
$1.12M 0.77%
115,000
– –
JO
32
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$1.11M 0.77%
50,000
-5,000
-9% -$109K
MFNC
33
DELISTED
Mackinac Financial Corporation
MFNC
$1.09M 0.75%
94,600
– –
BAC icon
34
Bank of America
BAC
$435B
$939K 0.65%
60,000
– –
EPM icon
35
Evolution Petroleum
EPM
$137M
$840K 0.58%
133,700
+100,000
+297% +$572K
SC
36
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$790K 0.54%
65,000
– –
PBCP
37
DELISTED
POLONIA BANCORP INC MD
PBCP
$760K 0.52%
+70,000
New +$760K
GLL icon
38
ProShares UltraShort Gold
GLL
$128M
$702K 0.48%
2,500
– –
WCFB
39
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
$676K 0.47%
+95,970
New +$691K
LBRDK icon
40
Liberty Broadband Class C
LBRDK
$4.15B
$639K 0.44%
8,939
– –
LSXMA
41
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$607K 0.42%
+24,746
New +$601K
ESTE
42
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$594K 0.41%
69,069
-44,000
-39% -$436K
TVIX
43
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$544K 0.37%
+30
New +$816K
GST
44
DELISTED
Gastar Exploration Inc.
GST
$540K 0.37%
638,764
+38,200
+6% +$35.7K
AWX icon
45
Avalon Holdings
AWX
$10.1M
$488K 0.34%
165,548
-2,102
-1% -$5.94K
PARR icon
46
Par Pacific Holdings
PARR
$3.88B
$392K 0.27%
+30,000
New +$419K
AMFC
47
DELISTED
AMB Financial Corp
AMFC
$308K 0.21%
+23,275
New +$308K
NRG icon
48
NRG Energy
NRG
$29.8B
$280K 0.19%
25,000
– –
AYR
49
DELISTED
Aircastle Ltd
AYR
$276K 0.19%
13,900
– –
FWONK icon
50
Liberty Media Series C
FWONK
$24.3B
$252K 0.17%
+9,246
New +$202K
1
2
3

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Raffles Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Raffles Associates held 73 positions worth $145M, up 48% from $98.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Raffles Associates deployed $38.2M of net new capital in Q3 2016, opening 25 new positions and adding to 6 existing holdings. Its largest new stake was PNC Financial Services: 107,300 shares worth $9.67M.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 30% a quarter earlier, followed by Materials and Industrials.

On the sell side, the largest reduction was CIFC LLC Common Shares, an estimated $1.13M trimmed.

  • Raffles Associates's largest Q3 2016 buy was PNC Financial Services: 107,300 shares worth $9.67M.
  • Raffles Associates added most to Evolution Petroleum in Q3 2016, an estimated $572K increase.
  • Raffles Associates's biggest Q3 2016 reduction was CIFC LLC Common Shares, cutting an estimated $1.13M.
  • Raffles Associates fully exited Cipher Pharmaceuticals Inc. in Q3 2016, selling an estimated $2.34M.
  • Raffles Associates's ten largest holdings make up 48% of its $145M portfolio in Q3 2016.
  • Raffles Associates opened 25 new positions and closed 8 in Q3 2016.
  • Raffles Associates's portfolio value rose 48% quarter-over-quarter to $145M.

Based on Raffles Associates's 13F filing for Q3 2016, filed 15 Nov 2016.