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Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$82.3M
AUM Growth
-$12.9M
Cap. Flow
-$12.3M
Cap. Flow %
-14.97%
Top 10 Hldgs %
57.55%
Holding
61
New
6
Increased
3
Reduced
16
Closed
14

Top Buys

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$2.17M
2
TK icon
Teekay
TK
+$1.3M
3
BTG icon
B2Gold
BTG
+$1.02M
4
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$658K
5
CIFC
CIFC LLC Common Shares
CIFC
+$543K

Top Sells

Rank Stock Value
1
CHK
Chesapeake Energy Corporation
CHK
+$2.46M
2
RLH
Red Lions Hotel Corporation
RLH
+$1.52M
3
YHOO
Yahoo Inc
YHOO
+$1.45M
4
AER icon
AerCap
AER
+$1.16M
5
NVSL
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Materials 15.87%
3 Industrials 13.48%
4 Energy 7.28%
5 Communication Services 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLG
26
Platinum Group Metals
PLG
$164M
$821K 1%
57,269
-5,123
-8% -$113K
CCR
27
DELISTED
CONSOL Coal Resources LP
CCR
$815K 0.99%
87,941
– –
JO
28
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$788K 0.96%
40,000
-5,000
-11% -$97.6K
EGO icon
29
Eldorado Gold
EGO
$8.31B
$743K 0.9%
50,000
-50,000
-50% -$841K
FWONA icon
30
Liberty Media Series A
FWONA
$22.3B
$702K 0.85%
26,590
– –
GST
31
DELISTED
Gastar Exploration Inc.
GST
$645K 0.78%
492,582
-435,000
-47% -$616K
RRC icon
32
Range Resources
RRC
$9.11B
$615K 0.75%
25,000
-20,000
-44% -$594K
CHK
33
DELISTED
Chesapeake Energy Corporation
CHK
$608K 0.74%
675
-1,975
-75% -$2.46M
ESTE
34
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$572K 0.69%
+42,993
New +$658K
TK icon
35
Teekay
TK
$975M
$494K 0.6%
+50,000
New +$1.3M
LBRDK icon
36
Liberty Broadband Class C
LBRDK
$4.15B
$464K 0.56%
8,939
– –
FMNB icon
37
Farmers National Banc Corp
FMNB
$899M
$453K 0.55%
52,727
-31,900
-38% -$265K
MFNC
38
DELISTED
Mackinac Financial Corporation
MFNC
$345K 0.42%
30,000
– –
DYN
39
DELISTED
Dynegy, Inc.
DYN
$335K 0.41%
+25,000
New +$429K
AYR
40
DELISTED
Aircastle Ltd
AYR
$319K 0.39%
15,254
– –
AWX icon
41
Avalon Holdings
AWX
$10.1M
$317K 0.39%
167,650
-5,000
-3% -$9.8K
EPM icon
42
Evolution Petroleum
EPM
$137M
$258K 0.31%
53,700
– –
LBRDA icon
43
Liberty Broadband Class A
LBRDA
$4.14B
$231K 0.28%
4,469
– –
UBCP icon
44
United Bancorp
UBCP
$94.3M
$144K 0.17%
15,000
– –
AXU
45
DELISTED
Alexco Resource Corp
AXU
$86K 0.1%
251,914
– –
GROW icon
46
US Global Investors
GROW
$36.3M
$34K 0.04%
29,118
-7,000
-19% -$9.54K
STEW
47
SRH Total Return Fund
STEW
$1.75B
– –
-102,834
Closed -$766K
BSIN
48
Big Sky Industrial
BSIN
$67M
– –
-1,340
Closed -$39K
VPG icon
49
Vishay Precision Group
VPG
$1.39B
– –
-23,865
Closed -$277K
WLFC icon
50
Willis Lease Finance
WLFC
$1.65B
– –
-117,507
Closed -$637K
1
2
3

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Raffles Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Raffles Associates held 61 positions worth $82.3M, down 14% from $95.2M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Raffles Associates withdrew a net $12.3M in Q4 2015, closing 14 positions and reducing 16 holdings. Its most notable exit was Yahoo Inc, an estimated $1.45M position sold in full.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 27% a quarter earlier, followed by Materials and Industrials.

Against the trend, Raffles Associates opened a new position in Alamos Gold worth $1.97M.

  • Raffles Associates's largest Q4 2015 buy was Alamos Gold: 600,000 shares worth $1.97M.
  • Raffles Associates added most to CIFC LLC Common Shares in Q4 2015, an estimated $543K increase.
  • Raffles Associates's biggest Q4 2015 reduction was Chesapeake Energy Corporation, cutting an estimated $2.46M.
  • Raffles Associates fully exited Yahoo Inc in Q4 2015, selling an estimated $1.45M.
  • Raffles Associates's ten largest holdings make up 58% of its $82.3M portfolio in Q4 2015.
  • Raffles Associates opened 6 new positions and closed 14 in Q4 2015.
  • Raffles Associates's portfolio value fell 14% quarter-over-quarter to $82.3M.

Based on Raffles Associates's 13F filing for Q4 2015, filed 16 Feb 2016.